SPSS
Sambhavi Singh
Senior Executive
Bengaluru
Summary
Detail-driven Compliance Professional offering 4+ years of expertise in risk management, policy development and strategic planning. Advanced knowledge of compliance with proven track record of partnering with executives and business leaders to identify vulnerabilities and create corrective actions.
Overview
5
5
years of professional experience
4
4
Certifications
Work History
Senior Executive, Ethics & Compliance
Flipkart
02.2022 - Current
- Management of third party relationships (evaluation of third party risks, risk mitigation and monitoring of third party relationships), and evaluation and maintenance of overall compliance program with knowledge of anti-corruption regulations, investigation techniques with market
- Reviewed, revised and updated compliance policies and procedures for compliance with regulatory standards, mitigating risks associated with non-compliance penalties
- Developed internal controls to monitor ongoing compliance with regulatory requirements, reducing instances of non-compliance significantly.
Analyst (Risk Content) - Data & Analytics
London Stock Exchange Group (Refinitiv)
04.2020 - 02.2022
- Researched and analyzed moderate to complex fraud, money laundering, financial crimes and third-party risks while documenting processes and outcomes in comprehensive reports including compliance and due diligence of organizations and individuals
- Set up Facilitation processes for major international clients following changes in organizational structure
- Awarded Momentum recognition for quarterly performances for expertise in Enhanced & Customer Due Diligence for major international organizations.
Summer Intern
HDFC Bank
04.2019 - 05.2019
- Customer relationship management intern under the mentorship of the Head Relationship Manager
- Prepared a project titled, 'Digitalization and Customer Acquisition' with prime focus on Oracle aided Digital banking for stakeholder analysis.
Education
MBA - Finance
Christ University
Bengaluru 05.2018 - 2020.05
Bachelor of Arts - Economics
Christ University
Bengaluru, India 05.2015 - 2018.05
Skills
Projects
- Internal Audit Analysis for Third Party Intermediaries Compliance
- Control Bubble testing for Ripple Cryptocurrency
- Project Financing at Vishnu Ram & Co., Chartered Accountants
- Macroeconomic Analysis of East African Community
Software
R
Ace Analyser
ProwessIQ
E-views
Microsoft Office
Power BI
Certification
Cross Functional Decision making & Business impact - En-Paradigm Solutions
Databases
- Dun & Broadsheet-Compass
- Supplier Academy (Moodle)
- Thomson Reuters Eikon World Check
- LexisNexis
- Creditsafe
- Bitsight
- Sigwatch
- Facilities Compliance Management Tool
- CLM-Contract Lifecycle Management
Accomplishments
- Awarded “Flipkart Kool and the Gang” for successfully concluding the Global Internal Audit of Third Party Vendors with
no findings for the Flipkart Compliance Program in 2022-2023. - Awarded “Employee Appreciation” for Third Party Risk
Management Program for helping stakeholders in the business continuity for Big Billion Days Sale 2022 - Awarded Momentum recognition for quarterly performances for expertise in Enhanced & Customer Due Diligence for
major international organizations.
Timeline
Senior Executive, Ethics & Compliance
Flipkart
02.2022 - Current
Analyst (Risk Content) - Data & Analytics
London Stock Exchange Group (Refinitiv)
04.2020 - 02.2022
Summer Intern
HDFC Bank
04.2019 - 05.2019
MBA - Finance
Christ University
05.2018 - 2020.05
Bachelor of Arts - Economics
Christ University
05.2015 - 2018.05
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