Sameer Chauhan

• Collaborate and build strong relationships with clients and other stakeholders for multiple projects valued at $6M around Risk and Compliance.
• Lead the in-house team of experts and enhance standards, documentation, and implementation in line with the risk, compliance and regulatory requirements per project.
• Manage a pool of 25+ resources by offering support and constructive feedback to improve skills and maximize potential.

Risk, Controls and Compliance related managed services for a diverse portfolio of global clients.

• Support clients' compliance teams on aspects of the operation risk management, monitor and coordinate with the leadership on issues, incidents, control inventories testing, risk inventory, and key risk indicators.
• Tracking of audit issue remediation across the first line divisions, including review of action plans and issue closure documentation for completeness, accuracy and effectiveness and completion of periodic updates in a timely manner
• Act as point of contact for both second and third lines, attending and contributing to relevant internal forums and continuous monitoring sessions.
• Support compliance testing by helping first line teams improve articulation and identify gaps. Assist in preparing reports, training material and dashboards to review internal controls.
• Help promote a risk culture environment through enhanced communication (meeting updates, achievements, and encourage escalation)
• Contribute to updates to policies and procedures to respond and adhere to new and existing regulatory guidelines and initiatives.

Third Party Risk Management projects of globally located resellers, suppliers, investors, and subcontractors in terms of governance, risk assessment, controls monitoring, and internal / regulatory
compliances for a diverse portfolio of clients.

Internal Audit engagements in the areas of non-financial (customer experience, sales and distribution, marketing, technology, cybersecurity, contract compliance) and financial (treasury, SCM, fixed assets etc.) domains for a diverse portfolio of clients.

Internal Audit engagements globally:

• Conduct comprehensive audits of financial statements, operational processes, and internal controls.
• Document audit findings, prepare detailed reports, and present recommendations to senior management.
• Monitor the implementation of audit recommendations and tracking progress.