SAMEER KUMAR PANDEY
GORAKHPUR
Summary
Dynamic Senior Audit Executive with extensive experience at Axis Bank Ltd., specializing in risk assessment and internal controls. Proven track record in enhancing operational efficiency and mitigating risks through comprehensive audit reporting and data analysis. Adept at multitasking and collaborating across departments to drive process improvements and ensure financial compliance.
Overview
7
7
years of professional experience
Work History
Senior Audit Executive
Grow Money Capital Pvt. Ltd.
New Delhi
12.2023 - Current
- Worked as a Senior Audit Executive to check and verify JLG files and MEL loan documents.
- Collection Register, Disbursement Registers, etc.
- Visit the respective branches and check them according to the plan.
- Field visit to verify customers and attend group or individual meetings, etc.
- Identify risk factors and frauds, and immediately report them to the reporting manager.
- Led audit engagements to assess financial compliance and operational efficiency.
- Developed and maintained audit plans based on regulatory requirements and company policies.
- Collaborated with various departments to gather data for comprehensive audit reviews.
- Evaluated internal controls and identified areas for process improvement and risk mitigation.
- Conducted risk assessments to prioritize audit activities and allocate resources effectively.
- Prepared detailed reports outlining findings, recommendations, and corrective actions needed.
- Applied audit fundamentals to identify risks and develop action plans.
- Posted financial data in Excel spreadsheets and managed inventory.
- Check financial entries, such as collection, deposit, and hold amounts.
Senior Audit Executive
Axis Bank Ltd.
01.2019 - 10.2019
- Worked as a Senior Audit Executive to check and verify JLG files and MEL loan documents.
- Collection Register, Disbursement Registers, etc.
- Visit the respective branches and check them according to the plan.
- Field visit to verify customers, attend group meetings, etc.
- Identify risk factors and frauds, and immediately report them to the reporting manager.
- Prepare the audit report, including major observations, and submit it on time.
Education
Diploma in Medical Laboratory Technician - Paramedical Laboratory Technician
BRD MEDICAL COLLEGE
Gorakhpur12.2022
B.Sc. (BIO) - BIO
DDU UNIVERSITY
GORAKHPUR12.2018
Intermediate - Science Education
U.P BOARD
Gorakhpur12.2015
High School - Science, Math's, English, Social science
U.P BOARD
Gorakhpur12.2013
Skills
- Risk assessment
- Internal controls
- Audit reporting
- Data analysis
- Customer verification
- Document review
- Data management
- Process improvement
- Time management
- Cash flow analysis
- Credit analysis
- Credit reports
- Risk assessments
- Risk mitigation
- Data interpretation
- Multitasking
- Documentation management
- Credit monitoring
- Credit underwriting
- Credit risk
Father's Name
Mr. Umesh Chand Pandey
Personal Information
- Date of birth: 08/17/98
- Gender: Male
- Marital status: unmarried
Disclaimer
I hereby declare that all the information provided here is correct and true to the best of my knowledge
Working Profile
- Worked as a Senior Audit Executive to check and verify JLG files and MEL loan documents
- Collection register, disbursement registers, etc
- Visit the respective branches and check them according to the plan
- Field visit to verify customers and attend group meetings, etc
- Identify risk factors, frauds, and immediately report to the reporting manager
- Prepare the audit report, major observations, and submit it within time
Computer Education
- ADCA
- CCC
- MS Excel
- MS Word
Languages
Hindi
First Language
English
Upper Intermediate (B2)
B2
Timeline
Senior Audit Executive
Grow Money Capital Pvt. Ltd.
12.2023 - Current
Senior Audit Executive
Axis Bank Ltd.
01.2019 - 10.2019
Diploma in Medical Laboratory Technician - Paramedical Laboratory Technician
BRD MEDICAL COLLEGE
B.Sc. (BIO) - BIO
DDU UNIVERSITY
Intermediate - Science Education
U.P BOARD
High School - Science, Math's, English, Social science
U.P BOARD
Similar Profiles
Munish KUmarMunish KUmar
Area Head at Urban Money (Square Capital Pvt Ltd)Area Head at Urban Money (Square Capital Pvt Ltd)
Mehar AroraMehar Arora
Finance and Stock Market Intern - Trainee at Smart Grow CapitalFinance and Stock Market Intern - Trainee at Smart Grow Capital
Manish RajManish Raj
Zonal Manager at Grow Indigo Pvt Ltd (joint initiative of Mahyco Grow and Indigo Ag)-East ZoneZonal Manager at Grow Indigo Pvt Ltd (joint initiative of Mahyco Grow and Indigo Ag)-East Zone
Piyush Kumar SrivastavaPiyush Kumar Srivastava
Associate Software Engineer - Salesforce at CriticalRiverAssociate Software Engineer - Salesforce at CriticalRiver
Gaurav Sudhanshu TripathiGaurav Sudhanshu Tripathi
Relationship Manager (Associate Vice President) at UTI Mutual FundRelationship Manager (Associate Vice President) at UTI Mutual Fund