Samir Surve
Mumbai
Summary
To make a sound position in the corporate world and work enthusiastically in a team to achieve the goal of the organization with devotion and hard work.
Overview
13
13
years of professional experience
Work History
Team Lead - AML/KYC Analyst
SS&C FinTech Services India Pvt Ltd.
MUMBAI
04.2024 - Current
- Coordinated team activities and delegated tasks to ensure efficient completion of projects.
- Developed strategies for problem solving and conflict resolution among team members.
- Analyzed data from various sources to identify areas of improvement in the department's operations.
- Maintained a positive work environment that promoted collaboration between team members.
- Participated in regular meetings with senior leadership to provide updates on team progress.
- Delegated daily tasks to team members to optimize group productivity.
- Reviewed completed work to verify consistency, quality, and conformance.
Senior Associate - AML/KYC Analyst
SS&C FinTech Services India Pvt Ltd
MUMBAI
07.2020 - 04.2024
- Performing periodic reviews for high-risk, medium, and low-risk clients to confirm that each customer's assigned risk rating continues to reflect the appropriate AML risk rating.
- Preparing AML/KYC checklist for corporate clients, regulated trust, unregulated trust company, and for an individual.
- Doing PEP check for different types of political and suspicious activity found clients.
- Doing CDD and EDD checks for clients.
- Customer Identification process (CIP).
- Doing validation part for company documents and for unregulated or regulated trust like (Trust Deed, ASIC Extract, Application form, Tax form, and Identification form, Signatory list, etc.
- Chasing clients via email for missing documents and for those documents that do not fulfill our business rules or KYC rules.
- Validating Client's TIN no, GIIN no, and TFN numbers and their FATCA CRS status on different types of tools and sites.
- Clients deal with activities like deposit (Application), switch, transfer, and withdrawal (Redemption) in mutual funds.
- Doing World Check Screening using the 'Refinitiv' site for individuals, Trustees, Beneficial owners, Appointers, Directors.
- Doing registration part for boarding corporate, trust, and individual clients and performing account setup and account maintenance activity as a processor.
- Maintaining the shareholders' details like (address change, broker change, or change of contact details).
- Setting up bank account details and distributions for new and existing clients.
- Setting up advisor details for client and doing screening and AML part for it, also.
Associate/Senior Associate - Cash Management
Atos Syntel Pvt Ltd.
MUMBAI
07.2011 - 06.2020
- Handling all accounts payable and receivables for cash management and inter-account transfer funds as per requirement, including under and over the protection of client funds.
- Identifying error and raising incident on Risk Online.
- Authorizing IBAN, SWIFT, IATs, CHAPS, and International Payments inputted by the processor.
- Settlement of sale and repurchase funds.
- Providing solutions to queries raised by clients via mail.
- Checking Treasury reports and sending them to the clients.
- Making payments via IBAN, SWIFT CODES, and SORT CODES using RBS, NatWest, and HSBC bankline.
- Authorizing relevant cashbook posting passed by the processor.
- Checking the payment status through the tick-back tool.
- Updating Treasury balance of management company.
- Publishing and Presenting Non-End reports daily.
- Buddy training for new joiners.
Education
B.COM -
S. K. Somaiya Degree College of Commerce
Mumbai01-2010
HSC -
Gurukul College of Commerce
Mumbai01-2007
SSC -
Gurukul School
Mumbai01-2005
Skills
- Good Communication and Analytical skill
- Active and Passionate about assigned team player and pro active
- Ability to work under pressure, to priorities task according to risk and escalate in a timely and appropriate
- Good grasping power which helps me to adopt and understand new concepts very quickly
Languages
English
First Language
Hindi
Beginner
A1
Marathi
Beginner
A1
Accomplishments
- Awarded with "Titan of the Month" , "Stretch Award" , "Performance Converge", " Prestigious Award from client".
Timeline
Team Lead - AML/KYC Analyst
SS&C FinTech Services India Pvt Ltd.
04.2024 - Current
Senior Associate - AML/KYC Analyst
SS&C FinTech Services India Pvt Ltd
07.2020 - 04.2024
Associate/Senior Associate - Cash Management
Atos Syntel Pvt Ltd.
07.2011 - 06.2020
B.COM -
S. K. Somaiya Degree College of Commerce
HSC -
Gurukul College of Commerce
SSC -
Gurukul School
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