SANDEEP SHIGWAN
Virar,MH
Overview
20
20
years of professional experience
Work History
Senior KYC Executive
BP Equities Pvt Ltd
Mumbai
09.2021 - Current
- Processing of Client registration documents for trading and demat account as per KYC norms
- Uploading of UCC for BSE / NSE Exchanges
- Handling of Client account opening which includes opening of Trading, Demat Account for all types of customer includes Individual, HUF, Corporate, Trust, Non – Resident Individual (NRI) and High Networth Individual (HNI) etc
- Coordinating with Branch personnel & sub brokers for account opening form rejections
- Handling complete process for E-KYC, RE-KYC, C-KYC, and KRA
- Handling & Controlling the complete KRA & CKYC related activities as per SEBI & KRA rules & regulations
- Handling and solving Internal Audit / Inspection's queries related to KYC
Office Assistant & KYC Dep
Manubhai Mangaldas Securities Pvt Ltd
Andheri
05.2008 - 08.2021
- Processing of Client registration documents for trading and demat account as per KYC norms
- Uploading of UCC for BSE / NSE Exchanges
- Handling of Client account opening which includes opening of Trading, Demat Account for all types of customer includes Individual, HUF, Corporate, Trust, Non – Resident Individual (NRI) and High Networth Individual (HNI) etc
- Coordinating with Branch personnel & sub brokers for account opening form rejections
- Handling complete process for E-KYC, C-KYC, and KRA
- Handling & Controlling the complete KRA & CKYC related activities as per SEBI & KRA rules & regulations.
Office Assistant
S Rajiv Manufacturing Pvt Ltd
04.2004 - 02.2008
Academic Fact File
- T.Y.B.A., Arunoday Univercity, Appear, 2024
- H.S.C., Maharashtra Board, I, 2013
- S. S. C., Maharashtra Board, I, 2002
Computer Knowledge
- MS - OFFICE, Successfully Completed ‘Diploma In Computer Application’ By ‘Universal Institute Institute’ Nallasopara. Consisting Of Following Modules, A, 2007
- MS - CIT, Passed MS-CIT Exam In 2014 From Government Recognize Institute, I, 2014
Others
Typing Knowledge & speed upto 25 wpm.
Personal Information
Date of Birth: 13/06/1985
Hobbies and Interests
Listening to Music, Internet surfing.
Timeline
Senior KYC Executive
BP Equities Pvt Ltd
09.2021 - Current
Office Assistant & KYC Dep
Manubhai Mangaldas Securities Pvt Ltd
05.2008 - 08.2021
Office Assistant
S Rajiv Manufacturing Pvt Ltd
04.2004 - 02.2008