SANDHYA GONIEAL
Internal Auditor
Gurgaon
Summary
Forward-thinking individual with great understanding of auditing procedures. Seeking to work in an organization where I can marry my enthusiasm for multiple client exposure and follow my passion by adding value to client engagements.
Overview
5
5
years of professional experience
Work History
Manager
Carehealth Insurance (formerly Known As Religare)
11.2023 - Current
- Conduct comprehensive audits of internal processes, controls, and systems to ensure compliance with regulatory requirements industry standards.
- Evaluate effectiveness of risk management practices and internal controls to mitigate potential financial operational risks.
- Collaborate with cross-functional teams including operations, IT, Wellness and Renewal departments to gather information facilitate audit process.
- Prepare audit reports detailing findings, recommendations, and corrective actions to senior management stakeholders.
- Check out gaps and provide solution to close gaps within process.
Senior Executive
OXYZO FINANCIAL SERVICES PVT. LTD.
09.2022 - 11.2023
- Performed Internal Audits of Financial and Operational Departments, developing checklists on basis of Internal Policies and RBI Guidelines
- Conducted Audits for processes namely Underwriting, Pre-Processing, Admin, IT, and KYC.
- Conducted process walk-through for compliance with documented processes and audit procedures
- Prepared Audit Working Papers, Draft Annexures, and Reports to be presented to management
- Collaborated with consultants to prepare and implement SOP, Flow Chart and RCM
- Developing RCM's for group entities - EMOX Manufacturing Pvt and Samruddhi Organics Farms Pvt
Articled Assistant
JHS & ASSOCIATES LLP
03.2019 - 03.2022
- Performed Risk Based Internal Audit Among various processes namely Compliance, Collection, Treasury, Finance, P2P, PPE & HR
- Performed internal audit of industries such as NBFC's, Automobile & Restaurants including preparation of audit program, documentation of audit evidence and audit checklist
- Preparation of Internal Audit Report while incorporating recommendations and Mapping and analysis of the existing business processes in the organization and provided suggestions to plug the process gaps and control deficiencies
- Assisted team in Other Special engagements related to NGO'S, Portfolio Management and Media Industry
- Led internal information sessions to give a glance to the team about the ongoing changes in the regulatory & legal framework.
Education
B.Com ( Hons.) -
Delhi University
CA INTER, Group I - undefined
ICAI
Certified Internal Auditor -
IIA
Certification - Audit
Six Sigma White Belt
Skills
Preparation of Internal audit program & Checklist
Excellent written and verbal communication skills
Completed ITT & Orientation program conducted by ICAI
Co-operative and Coordinating in a team environment
Major Clients Handled
- Care Health Insurance, Internal Audit, General Insurance
- Oxyzo Financial Services Pvt. Ltd., Internal Audit, Non-Banking
- Samruddhi Organic Farms Pvt. Ltd., Risk Control Matrix, Organic Produce
- Emox Manufacturing Pvt. Ltd., Risk Control Matrix, Manufacturing
- DMI Finance, Internal Audit, Non-Banking
- DMI Housing Finance, Internal Audit, Non-Banking
- Taco Bell, Internal Audit, Quick Service Restaurant
- Shivam Autotech Limited, Internal Audit, Automobile
- Imperial Auto, Internal Audit, Automobile
- AG Industries, Internal Audit, Automobile
Disclaimer
I hereby declare that the above-furnished particulars are true to the best of my knowledge and belief. I strongly believe in the principles of business, that is, learning thinking and then doing efficiently. Learning and practice make a man perfect. I individually believe that when we are given an opportunity, we learn many things and get perfection in that field.
Timeline
Manager
Carehealth Insurance (formerly Known As Religare)
11.2023 - Current
Senior Executive
OXYZO FINANCIAL SERVICES PVT. LTD.
09.2022 - 11.2023
Articled Assistant
JHS & ASSOCIATES LLP
03.2019 - 03.2022
B.Com ( Hons.) -
Delhi University
CA INTER, Group I - undefined
ICAI
Certified Internal Auditor -
IIA
Certification - Audit
Six Sigma White Belt