Sandhya Tyagi
Senior, KPMG
Greater Noida
Summary
Proactive and result oriented compliance professional with over 2.5 years of experience in operational risk management. Looking forward to seeking excellence in professional world through experience, exposure and helping in organizational growth.
Overview
7
7
years of professional experience
2025
2025
years of post-secondary education
Work History
Senior
KPMG Global Services
05.2019 - Current
- Collaborate with KPMG member firms to monitor, review, test and report the operation of relevant SoQM components and controls
- Leading Client engagement acceptance and continuance (CEAC) monitoring program
- Co-lead KQCE results analysis reported to International Forum of Independence Audit Regulators (IFIAR)
- Analyzed self-assessment responses submitted by member firms in the KPMG quality and compliance evaluation (KQ&CE) workflow and prepared reports for leadership
- Contributed towards the development of tools such as KPMG quality and compliance evaluation (KQ&CE) workflow and Centralized Monitoring System (CMS) with regards to the user acceptance testing and preparation of user guidance and training material
- Designed and developed KPMG quality and compliance evaluation (KQ&CE) interim confirmation survey and Independence compliance audits (ICA) survey to be released to KPMG network firm
- Worked on Independence compliance audits project which involved collecting and analyzing KPMG network member firms independence compliance results and presenting findings to leadership
Risk Analyst
Ameriprise Financial
05.2019 - 02.2022
- Company Overview: Ameriprise Bank, FSB, Noida, Uttar Pradesh
- Designing and developing Bank QA controls
- Performing internal control testing, audit and monitoring efficiency of controls, part of first line of defense
- Highlighting any critical or high risk event originating from non-compliance of processes, operational errors, and data integrity issues and developing short-term goals and long-term strategic plans to improve risk control and mitigation
- Performing Bank Risk Tests and Risk Ranking on Quarterly/Semi - Annually basis to check for high risk areas
- Preparing reports and analysis of results to identify material risks, key trends and emerging issues and presenting data to higher leadership
Management Trainee
Elite Wealth Advisors
05.2018 - 07.2018
- Helping in client on boarding and initial KYC procedures
- Responsible for new client acquisition and building relationships (cracked deal with 2 educational institutions)
Education
Diploma - International Marketing
Oxford Business College
MBA - Finance
Asian Business School
08.2017 - 04.2019
B.Com - Accountancy
Delhi University
08.2013 - 06.2016
Skills
- Excel
- Project management
- Team management
- Critical thinking
- Interpersonal Skills
- Emotional Intelligence
Accomplishments
- Awarded as MAD(Making a Difference) employee many times, for different quarters in Ameriprise Financial.
- Recipient of many Gold and Platinum awards(for highest service effectiveness score in BU in Ameriprise Financial).
- Awarded as Rising Star in KPMG Global Services.
- Volunteer work at NGO – Efforts group.
Timeline
Senior
KPMG Global Services
05.2019 - Current
Risk Analyst
Ameriprise Financial
05.2019 - 02.2022
Management Trainee
Elite Wealth Advisors
05.2018 - 07.2018
MBA - Finance
Asian Business School
08.2017 - 04.2019
B.Com - Accountancy
Delhi University
08.2013 - 06.2016
Diploma - International Marketing
Oxford Business College
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