SANGEETHA SM

Transaction Monitoring:

• Diligently monitored large volumes of financial transactions using advanced software tools, identifying unusual patterns, large cash movements, and transactions inconsistent with customer profiles.
• Conducted ongoing transaction surveillance to detect potential suspicious activities, ensuring compliance with regulatory standards and internal controls.
• Investigated transactions flagged by monitoring systems, performing detailed reviews to identify potential fraudulent activities and mitigate financial risks.

Sanction Screening:

• Proficient in conducting thorough sanction screening processes using diverse tools and databases, ensuring compliance with international sanctions regulations and preventing transactions with sanctioned individuals/entities.
• Applied up-to-date global sanctions lists to evaluate client transactions, mitigating risk by blocking transactions related to high-risk individuals, countries, or entities.
• Investigated high-risk customers by conducting identity verification checks and screening for Politically Exposed Persons (PEP), ensuring compliance with AML/KYC regulations.
• Conducted thorough identity risk assessments to determine the legitimacy of clients and mitigate potential financial crime risks.

Customer Onboarding:

• Managed customer onboarding processes for various financial products on designated platforms, verifying identities and performing detailed fraud checks.
• Identified and reported fraudulent activities during the customer onboarding phase, ensuring adherence to all regulatory and compliance standards.

KYC Checks & Due Diligence:

• Performed comprehensive KYC, Due Diligence, SDD/CDD/BDD/PEP processes for legal entities and individuals, ensuring compliance with anti-money laundering (AML) regulations.
• Conducted regular KYC reviews and updates to ensure ongoing compliance with regulatory requirements and mitigated risk exposure for the company.
• Identified process loopholes, recommended, and implemented new policies and procedures to strengthen KYC compliance and operational efficiency.
• Led efforts to frame new compliance policies, ensuring the company's KYC and AML processes were aligned with industry best practices and regulatory requirements.
• Played a key role in restricting the entry of high-risk clients or business partners into the company's operations by conducting thorough risk assessments and adhering to stringent KYC/AML protocols.
• Conducted in-depth analysis of complex financial transactions, tracing the origins and destinations of funds to identify potential money-laundering networks.
• Utilized investigative techniques such as link analysis and transaction flow tracing to detect and investigate suspicious financial activity, collaborating with relevant authorities to take corrective actions.

• Adhered to district policies for effective classroom management techniques
• Recorded grades and developed accountability through biweekly progress monitoring
• Evaluated student assignments and projects with corrective comments to guide reasoning skills
• Enhanced academic programs with innovative methodologies and collaboration

• Reported back to the instructor to receive day-to-day tasks and responsibilities
• Delivered clerical support by handling a range of routine and special requirements
• Completed the Basic Excel training from Accenture