Sanjeet Kumar Sah
Investment Bank Professional
Bengaluru,KA
Summary
With 14 years of experience in back office, middle office, and trade support in investment banking, including regulatory reporting, FX, OTC derivatives, money markets, and treasury financing, I have a strong understanding of operational processes and risk controls. My aim is to transition to operational risk, leveraging my expertise to improve risk management and resilience in the financial industry.
Overview
20
20
years of professional experience
1
1
Certification
Work History
Assistant Vice President (Reg-OPS)
Deutsche Bank Group
02.2025 - Current
- Currently involved in Change the Bank (CTB) initiatives, I lead the implementation of the SFTR Pairing & Matching process, with a focus on rigorous accuracy testing and continuous improvement through KAIZEN methodologies to enhance SFTR performance. I am responsible for managing regulatory enquiries from authorities such as BaFIN and the FCA and provide comprehensive support during audits. My role includes collaboration with Regulatory Operations and Technology teams to oversee the end-to-end process from analysis to issue reporting via JIRA, ensuring prioritization and resolution. 30 % reduction in client regulatory queries. I supervise a team of three, guiding their cross-training, and supporting their professional development. Additionally, I have played an integral role in the screening and interviewing of candidates for associate-level positions within Regulatory Operations.
Assistant Manager (BA4)
Barclays Global Service Centre
09.2021 - 01.2025
- Trade & Transaction Reporting (Non-financial) - SFTR
- Oversee daily trade & position reporting, timeliness (late reporting), completeness and Accuracy.
- Root cause analysis of exception and rejections and writing these analysis into JIRA for resolution tracking.
- Investigate, find pattern of a rejection fix and write down procedure to be incorporated into daily BAU.
- Identified manual process to be automated. 4 hours of manual work highlighted for Alteryx automation, Year 2022.
- Training jr. colleagues and groom to be independent contributor in the team.
- Achievement -
- Year 2023 , unskilled myself on Alteryx and automated few manual reconciliation , automated report to reduce manual effort and time taken.
- Exited 1.6 mio stale position from DTCC to save cost, improve reconciliation break.
Process Expert
Societe Generale (GSC)
05.2019 - 07.2021
- REPO process migrated successfully from UK and stabilized - Year 2020.
- Responsibility was to manage front office /back office query (Settlement issues, interest mismatch, Bloomberg chase for undelivered trades.
- New trade booking / amendment / reporting with other trade life cycle.
- Euroclear collateral fails management, liaising with Euroclear , contract eligibility checks .
- Reconciliation (macro) idea saved 60 mins on process for ISIN reconciliation with missing collateral transfer to manage quick reporting to front office to get larger possible cover & funding.
- Self made (macro -recorded) for Euroclear data sorting /arranging / filter for quick data analysis.
- Structured credit derivative (CLN) - trade booking against term sheet / PNL generation and reporting to front office.
- Part of automation application testing for credit linked note to ease / make booking process fast for structure credit derivatives.
- Fixed income (bond) trade back to back booking, where Socgen acts as a mediator. Bond redemption.
- Training of junior associates /monitoring process ,issues and oversee proper process back-up to all product learnt and handled.
- Team leave tracker and transport roster.
Senior Analyst
Societe Generale (GSC)
03.2016 - 04.2019
- Foreign exchange / treasury trade booking (T+1) / Allocation / Financial amendments.
- Front office support and back office query investigation and liaising with FO. (FX NDF fixing).
- SPOT desk PNL issues investigate and quick fix to avoid wrong position to spot trading desk.
- Mapping review/ rectification for counterpart break from electronic feed. Monitor / book STP failed deals.
- Treasury deals cash flow amortization/adjustment & investigating on cash breaks on schedule and interest impacting confirmation and settlement issues.
- Inter-entity booking eased with idea of mirror rule set-up between inter portfolio as enhancement in booking pattern to avoid missing booking between desk & better reconciliation.
- IRS hedge booking against treasury long term funding desk. Trade check/ validation / amendment.
- Front office and back office data reconciliation . EOD checks and reporting.
- SOP (standard operation procedure) creation and regular updating related to process in order to share knowledge across team.
- Application Testing - Part of treasury booking migration to a new application. Key role was to test workflow / controls / test all amendment in-order identify glitch & get it highlighted to manager for successful onboard on new application.
Analyst
Societe Generale
05.2014 - 02.2016
- Foreign exchange (spot, forward, swap,Ndf) - Broker confirmation checks. (application -TRAM)
- Trade checking against reuters, bloomberg confirmation and validation for FX and treasury deals .
- Vanilla amendments for treasury deals.
- Learning middle office process and trade life cycle.
Analyst
Deutsche Bank
11.2011 - 01.2014
- FX deal confirmation & client alleges checks (includes chasing client for confirmation)
- Identifying financial breaks & raising with middle-office. Querying client based on additional info received from MO.
- CLS pay-in/ pay-out & updating trading in case of CCY balance shortage.
Audit Assistance
Ranjit Singh & Associates (CA FIRM)
07.2005 - 09.2007
- Worked (full time) with CA firm, task was to assist in internal audits.
- Checking/ verifying the invoices and the amount entered in ledger books.
- Identifying & classifying the entries and putting under various sub-categories to create Income & Expenditure statements.
- Preparing Bank Reconciliation statements by checking the Bank statement & Cash book entries.
- 13 years of experience into investment banking operation handling Trade & Transaction Regulatory reporting (OTC SFT- Non-Financial reporting), middle office operation (FX, OTC derivatives , Money Market, Treasury financing), Back-office (FX confirmation). Looking to pivot my career into in-dept operation risk area.
Education
Bachelor of Commerce - Accounts honors
Ranchi University
Chennai, India 06.2009 - 04/2008
Bachelor of Commerce - Accounts honors
Ranchi University
Ranchi, India 03.2005 - 04/2008
Skills
- Foreign exchange knowledge
- Instructional expertise
- Creative mindset & analytivcal mindset
- Experience in SFTR, MiFid, and EMIR compliance
- MS-Excel - Logic writing , macro recording
- Experience with OTC derivatives
- Instructional expertise
Disclaimer
I hereby declare that all the information contained in this resume is in accordance with facts or truths to my knowledge. I take full responsibility for the correctness of the said information. Sanjeet Kumar sah (24th July 2025)
Certification
Alteryx Foundational Micro-Credential
Timeline
Assistant Vice President (Reg-OPS)
Deutsche Bank Group
02.2025 - Current
Alteryx Foundational Micro-Credential
09-2024
Assistant Manager (BA4)
Barclays Global Service Centre
09.2021 - 01.2025
Process Expert
Societe Generale (GSC)
05.2019 - 07.2021
Senior Analyst
Societe Generale (GSC)
03.2016 - 04.2019
Analyst
Societe Generale
05.2014 - 02.2016
Analyst
Deutsche Bank
11.2011 - 01.2014
Bachelor of Commerce - Accounts honors
Ranchi University
06.2009 - 04/2008
Audit Assistance
Ranjit Singh & Associates (CA FIRM)
07.2005 - 09.2007
Bachelor of Commerce - Accounts honors
Ranchi University
03.2005 - 04/2008
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