Sanjeev Sahu
Risk Management
Bangalore
Summary
Seasoned risk and governance professional with over 14 years of progressive experience across top-tier global financial institutions. Expertise in regulatory reporting risk, data risk, and enterprise-wide governance frameworks. Proven ability to lead cross-functional teams, develop robust risk controls, and influence senior stakeholders in 1LOD and 2LOD functions. Adept at driving regulatory compliance and enhancing operational resilience in highly regulated environments.
Overview
15
15
years of professional experience
4018
4018
years of post-secondary education
2
2
Certifications
Work History
Senior Assistant Vice President
HSBC
08.2023 - Current
- Serve as 2LOD Global Risk Steward for regulatory reporting risk, overseeing risk governance and control frameworks across Retail Credit Risk.
- Partner with senior leadership to ensure regulatory compliance, implement risk taxonomies, risk map update, adherence to Risk appetite statements and embed robust controls.
- Lead risk assessments and challenge 1LOD processes for key regulatory obligations, controls, RCA, Issue and actions etc.
- Performed 2LOD review on US MRA findings on IRR traceability, i.e. Data lineage of regulatory rules and reporting instructions for returns.
- Responsible for conducting governance forums with 1LOD and CRO's.
- Track and monitor any development and changes in regulatory requirements from the regulator by performing horizon scanning.
- Responsible for creating RMF procedures and policies to execute risk stewardship for regulatory reporting risk.
- Hands-on experience in RRIS, RAPID2, Helios, QlikSense dashboards, and Risk map tool.
Assistant Vice President
Credit Suisse
05.2021 - 07.2023
- Responsible for overseeing all pillars, i.e. Data quality, data governance, data architecture, and data security.
- Onboarding critical data assets under a data governance framework through the Collibra tool, while identifying and defining CDEs on workstreams, mapping the Business Catalogue and Controls, and documenting Data Lineage, while partnering with Data Stewards and Owners or delegates, as a project.
- Managing and creating CAF, SOX, and BCBS programme controls in the control repository in alignment with firm guidelines.
- Responsible for managing and communicating updates on GCDO policy guidelines to the entire WM CDO organization.
- Leading and executing independent 1LoD (First Line of Defence) assessments of Risk and Control for Data Quality, Data Governance, Data Architecture, and Data Security.
- Coordinating with WM Regional and Country Risk Control Self-Assessment (RCSA), tracking and remediating key control gaps for Very High and High inherent risks resulting from the annual RCSA, as per the RCSA procedure.
- Tracking and reporting MICOS issues, actions, and controls-related topics while maintaining documentation or evidence of governance processes for control landscape changes.
- Monitoring and maintaining metadata related to data quality and governance (glossary and lineage metadata) in Group Data Glossary Solution (Collibra), supporting the Data Quality and Governance team.
- Performing supervisory checks on controls and underlying data in metadata repositories to ensure completeness.
Data Steward Manager
Collabera
11.2020 - 05.2021
- Creating, managing and responsible for terminology or data dictionary on Data Lake Platforms while performing metadata management
- Creating and responsible for Access management in data lake platforms, ensuring restricted access
- Creating a structure around to lead governance forum as SME, while partnering with Data privacy officers and DGO
- Documenting lineage and tagging Personal Identifiable Information in a tool to adhere with compliance
- Identifying data quality issues on data lake platforms and owning them for resolution
- Performing UAT through SQL transformation of ETL on Informatica, while sharing the findings to Big Data engineers over scrum calls
Associate
JPMorganChase
05.2015 - 11.2020
- Project-managing elevated data governance applications to document data lineage.
- Onboarding teams to the data quality tool framework across AWM line of business.
- Leading data quality life cycle management and preparing various monthly metrics for committees and senior management.
- Strategic planning for data quality programme build-out of Chief Data Office guidelines.
- Performing data remediation by taking ownership of issues and identifying root cause analysis.
- Working on functional requirements for the Data Quality Engine and operational data quality user interface.
- Managing SQL for financial data management and remediation.
- Performing all management and exception reporting metrics using tools such as JIRA, SQL, QlikSense, Tableau, etc., for Steer Co, BCC, and governance meetings.
- Delivering projects around implementation of 'Marketing consent as per GDPR', 'Coverage fields data flow standardisation', and 'Inconsistencies around NCV calculation causing margin calls'.
- Managing a loan servicing and origination team of 26, responsible for approving credit exception transactions and projects for services such as loans, cash transfers, asset transfers, and private equity capital calls, based in India across Mumbai and Bangalore, and Manila, Philippines.
Business Analyst
Genpact
01.2013 - 05.2015
- Underwriting of equipment financing for GE Capital, Canada.
- Successfully transitioned the risk process from Canada to Hyderabad.
- Generating financial ratios, which include leverage and solvency ratios, to evaluate customers' financial status followed across BFSI.
- Preparing quarterly scorecard reviews or portfolio analyses.
- Handling annual reviews of financial analysis, thereby preparing pitch along with rationale.
- Liaising with the Sales Team and Underwriters in Canada for proper documentation.
- Trained six new hires for the entire process, and made them ready for production.
Senior Consultant
Deloitte USI
11.2010 - 12.2012
- Conducted various valuation approaches for financial reporting, tax compliance, and Form 1040 returns.
- Spearheaded international project delivery and worked actively with US teams to deliver the final product.
- Instrumentally devised and implemented strategies for clients in estimating the costs incurred when an assignee is sent on assignment, and researched different variables to provide the client with an exact picture.
- Contributed to strategy formulation, client counselling, and cost estimation in coordination with global offices and clients.
Education
PGDM - Finance and Marketing
IILM Graduate School of Management
Bachelor of Commerce - Accounting Honor's
Utkal University
Skills
Risk Management
Certification
PMP Certification Training Course, JPMorganChase
Websites, Portfolios and Profiles
linkedin.com/in/sanjeevsahu87
Timeline
Senior Assistant Vice President
HSBC
08.2023 - Current
Assistant Vice President
Credit Suisse
05.2021 - 07.2023
Data Steward Manager
Collabera
11.2020 - 05.2021
Associate
JPMorganChase
05.2015 - 11.2020
Business Analyst
Genpact
01.2013 - 05.2015
Senior Consultant
Deloitte USI
11.2010 - 12.2012
PGDM - Finance and Marketing
IILM Graduate School of Management
Bachelor of Commerce - Accounting Honor's
Utkal University
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