Sanket Pawar
Capital Markets Operations & Risk Professional | Margin Management | Collateral & Funding Analysis | Exchange Reconciliation | Python Automation | SQL | Process Optimization
Mumbai
Summary
Capital Markets Operations and Risk Management professional with experience in margin management, collateral monitoring, exchange reconciliation, and regulatory operations within the brokerage industry. Skilled in analyzing large-scale financial datasets, managing operational risk controls, and automating critical reporting processes using Python, SQL, and Advanced Excel. Proven ability to improve operational efficiency through automation, strengthen reconciliation frameworks, and support risk management functions across Equity, Derivatives, Commodity, and Currency markets. Experienced in stakeholder management, process optimization, and delivering scalable solutions in high-volume financial environments.
Overview
8
8
years of professional experience
1
1
Certification
Work History
Assistant Manager – Process
Zerodha Broking Limited
09.2024 - Current
- Manage critical risk management and operations processes for one of India's largest retail brokerage platforms.
- Monitor and reconcile client margin requirements, collateral utilization, exchange obligations, and funding positions across Equity, F&O, Commodity (MCX), and Currency segments.
- Perform daily analysis of margin shortfalls, short allocation cases, payout impacts, and client funding adequacy to ensure regulatory compliance.
- Design and maintain automated reporting solutions using Python, Pandas, SQL, and Excel, significantly reducing manual intervention and processing time.
- Develop reconciliation frameworks for exchange files, allocation reports, collateral records, and margin utilization data.
- Analyze large operational datasets to identify exceptions, funding gaps, and risk exposures requiring corrective action.
- Coordinate with internal Risk, Operations, Finance, and Technology teams to resolve critical operational issues, and improve process efficiency.
- Generate management reports and dashboards supporting margin monitoring, RMS decisions, and business operations.
- Participate in process enhancement initiatives, improving operational controls, and reporting accuracy.
- Handle regulatory and exchange-related operational requirements while ensuring adherence to risk management guidelines.
Station Supervisor
Mumbai Metro MMRDA
09.2023 - 09.2024
- Improved station efficiency by implementing new processes and procedures.
- Addressed maintenance issues promptly, minimizing downtime due to equipment malfunctions, or facility repairs.
- Monitored revenue trends closely, identifying opportunities for growth, while managing financial risk factors effectively.
- Established a culture of continuous improvement by encouraging staff members to provide input on potential enhancements, or adjustments.
Train Attendant
Flow Riyadh Metro
02.2020 - 09.2024
- Demonstrated adaptability by successfully managing unexpected changes in schedules, routes, or passenger demands, while maintaining a high level of customer service.
- Ensured the safety of passengers by conducting regular train car inspections and reporting any issues or concerns.
- Supported team objectives through effective communication and coordination with coworkers during shift changes and peak travel times.
- Managed emergency situations calmly and efficiently, ensuring the safety of all passengers on board.
Sales Account Manager
TripCrafters.com
05.2019 - 01.2020
- Achieved higher client satisfaction ratings through consistent communication and problem resolution.
- Negotiated prices, terms of sale, and service agreements.
- Utilized strong analytical skills to track sales performance, making adjustments as needed to meet targets.
- Anticipated clients' needs by staying in touch on a regular basis.
Customer Sales Executive
ADAA Traders Private Limited
10.2018 - 04.2019
- Approached potential customers proactively, generating leads, and converting prospects into paying customers.
- Consistently worked toward achieving daily and monthly sales targets in a high-footfall, fast-paced environment.
- Coordinated with team members and supervisors to implement sales campaigns, and improve conversion rates.
- Ensured a positive customer experience throughout the sales process, contributing to customer satisfaction, and repeat business.
Education
Bachelor of Science - Computer Science
Mumbai University
03-2016
Skills
Capital Markets & Risk
- Margin Management
- RMS Operations
- Collateral Management
- Exchange Reconciliation
- F&O Operations
- MCX Operations
- Risk Monitoring
- Regulatory Compliance
Technical Skills
- Python
- Pandas
- SQL
- Advanced Excel
Professional Skills
- Process Improvement
- Stakeholder Management
- Root Cause Analysis
- Operational Risk Management
Certifications
05-2026
Hobbies and Interests
Swimming
Singing
Willingness to learn
Fitness
Certification
NISM-Series-VII: Securities Operations and Risk Management Certification Examination
NISM-Series-I: Currency Derivatives Certification Examination
NISM-Series-VIII: Equity Derivatives Certification Examination
Timeline
Assistant Manager – Process
Zerodha Broking Limited
09.2024 - Current
Station Supervisor
Mumbai Metro MMRDA
09.2023 - 09.2024
Train Attendant
Flow Riyadh Metro
02.2020 - 09.2024
Sales Account Manager
TripCrafters.com
05.2019 - 01.2020
Customer Sales Executive
ADAA Traders Private Limited
10.2018 - 04.2019
Bachelor of Science - Computer Science
Mumbai University
KEY PROJECTS & ACHIEVEMENTS
Margin Reporting & Risk Monitoring Automation
- Developed automated reporting solutions using Python and Pandas for daily margin monitoring across Equity, F&O, Commodity, and Currency segments.
- Automated data extraction, reconciliation, and exception reporting processes, significantly reducing manual intervention and turnaround time.
- Implemented validation checks to improve reporting accuracy and operational controls.
Tools: Python, Pandas, Excel, SQL
Client Margin Allocation & Reconciliation Framework- Designed reconciliation processes to validate client margin allocations against exchange and internal risk management records.
- Performed analysis of margin utilization, collateral allocation, and client funding adequacy.
- Identified discrepancies and implemented corrective controls to improve operational accuracy.
Domain Exposure: Margin Management, Collateral Management, RMS Operations
MCX Allocation Reconciliation Automation- Developed automated workflows for MCX allocation verification and reconciliation.
- Integrated client-level margin requirements, pay-in, payout, and collateral data into a consolidated reporting framework.
- Reduced manual reconciliation effort and improved transparency of allocation processes.
Tools: Python, Pandas, Excel
Short Allocation Analysis & Exception Management- Built analytical frameworks to identify and investigate short allocation scenarios.
- Performed client-level analysis of trading activity, margin utilization, payouts, and funding positions.
- Assisted in root cause identification and implementation of risk mitigation controls.
Domain Exposure: Risk Management, Margin Monitoring, Client Funding Analysis
Exchange File Reconciliation & Data Validation- Automated reconciliation of exchange files, internal records, and risk reports using Python.
- Developed exception reporting mechanisms for faster identification of operational breaks.
- Improved efficiency and accuracy of daily operational processes.
Tools: Python, SQL, Excel
Process Optimization Through Automation- Developed multiple Python-based utilities to streamline operational reporting and reduce repetitive manual tasks.
- Created reusable reporting frameworks enabling scalable and consistent data processing.
- Contributed to improved operational efficiency and reduction in processing errors.