Santhosh B V
Bangalore
Summary
Dedicated Team Leader with expertise in quality assurance initiatives, issue resolution and interpersonal communication. Proficient with project management, personnel training and production scheduling. Sets example for work ethic, punctuality and quality.
Overview
6
6
years of professional experience
Work History
Compliance Manager
Bajaj finance Limited
Bangalore
08.2023 - Current
- Maintained detailed records of all compliance related activities.
- Developed risk assessments to evaluate potential impact of new initiatives or processes.
- Ensured compliance with industry regulations and company policies.
- Delivered training sessions for agency partners and in-house team members to provide instruction and cultivate familiarity with company products and technologies.
- Analyzed data sources such as financial statements or customer feedback surveys to identify areas where additional oversight is needed.
- Maintained positive working relationship with fellow staff and management.
- Assessed company operations for compliance with safety standards.
- Collaborated with other agencies such as banks, credit unions, housing authorities. regarding resources that could be used by clients seeking assistance with their debts.
Audit Team Lead
Shobha R & co chartered accountants
Bangalore
02.2022 - Current
- Bank concurrent Audits was handling verifications of Loans & advances,responsible for releasing monthly audit reports.
- Had assigned for SBI RACPC(Housing loan processing center) union bank, Central bank of india, UCO Bank, verification of pre-saction, post sanction, income assessment, post disbursement procedures of documentation.
- Ensure and verifying SMA reports to avoid probable NPA.
- follow up the status of decree order passed, Suit filed cases, NPA recovery status.
- Performed varied operational and financial audits.
- Performed NBFC audits in all over south india.
- Offered training and support to keep team members motivated and working toward objectives.
- Delegated daily tasks to team members to optimize group productivity.
- Statutory audits.
- Concurrent Audits for more than 20 banks including nationalized banks and as well as co-operative banks.
- Kyc audits
- Revenue Audit(Central Bank of india)
- Income tax & GST filings
- Registrations
- Credit Audits, Stock Audits,Currency chest verifications.
- Handling clients, following up for receivables,payables of our firm.
Process Associate
AJAY KUMAR & ASSOCIATES CHARTERED ACCOUNTANTS
Bangalore
03.2021 - 01.2022
- Had been assigned for Stock Audits
- Damage claims
- Market audits
- Inventory audits
- Fixed assets verifications
- Warehouse Audits.
Audit Associate
SHOBHA R & CO CHARTERED ACCOUNTANTS
Bangalore
06.2019 - 02.2021
- Performed audit procedures to validate financial report data.
- Interacted with clients to request information and relay to audit team.
- Communicated results of audits to upper management through factual written reports and oral presentations.
- Assessed program goals and processed related regulations in order to complete in-depth audits.
- Mainly been into concurrent Audits of banks and also been a part of statutory audits.
- Knowledge about Income tax, GST.
Education
B.com - Commerce
GMS ACADEMY Davangere UNIVERSITY
Davangere05.2019
Skills
- Quick learner
- Team Supervision
- Quality Improvement
- ERP Software
- Issue resolution
- Planning & organizing
Languages
English
Advanced
C1
Kannada
Proficient
C2
Telugu
Proficient
C2
Hindi
Intermediate
B1
Timeline
Compliance Manager
Bajaj finance Limited
08.2023 - Current
Audit Team Lead
Shobha R & co chartered accountants
02.2022 - Current
Process Associate
AJAY KUMAR & ASSOCIATES CHARTERED ACCOUNTANTS
03.2021 - 01.2022
Audit Associate
SHOBHA R & CO CHARTERED ACCOUNTANTS
06.2019 - 02.2021
B.com - Commerce
GMS ACADEMY Davangere UNIVERSITY