Santosh L. Patil

• Leading a team of 180 members, including AVP’s, Senior Managers and Team Leaders, managing ETD Accounting and NAV Reporting for Derivatives (Futures & Options).
• Presenting Monthly Governance packs, summarizing operational updates and achievements.
• Conducting weekly error discussions to improve process controls and mitigate risks.
• Acting as Training Ambassador for new joiners to ensure high operational standards.
• Preparing and reviewing Monthly KPIs, achieving consistent SLA compliance of 99.9%.
• Managing risk and compliance for DCOE operations, ensuring zero breaches.

• Managing a team of 25 members with 8 Assistant managers supporting LDN and NY, FX/MM/IRD/CDS/Equity confirmation matching and settlement process with all 3rd party vendor platforms (Bloomberg, GTSS, MISYS and FX ALL) and covering management (VP) presence for IRD/CDS and Equity process during night shift.
• Handling onshore and offshore work split and co coordinating with Internal and External stakeholders with monthly broker review meetings.
• Supporting regions are Barclays New York, London, Miami and global FX/MM/IRD/CDS/Equity trading desks and Providing Approvals for all AVP threshold payments.
• Interaction with Front Office/Custodians/Inter-bank's/Corporate Clients/Brokers and Fund Managers.
• Managing risk efficiently and mitigating it by following the KPI's and ensuring that breaches do not occur.
• Liaise with the Sales desk, Middle Office and Custodians to resolve client queries.
• Handling project for single matching/settlement platform and moving all the manual clients on automated system.
• Approving KOP's/SOP's for all the sub process and single point of contact for BCM activities.
• Being a part of mentor program to brain storm all the BA4's (Assistant Managers) and below levels.
• Successfully Migrated the FX/MM confirmation/Settlement process from NY and Miami region.
• Reporting Monthly FFT head count and working of efficiency save.

• Managing a team of 10 members in two different locations (Bangalore & Jaipur)
• Supporting regions are DB Frankfurt, Luxembourg, London, Abu Dhabi and New York
• Chairing Governance calls on Monthly & Quarterly basis with Business Heads & Trading Desks

of LDN, FFT and NY entities to discuss on operational updates.

• Generating Risk reports and updating client positions to Sales desk on daily basis.
• Managing risk efficiently and mitigating it by following the KPI’s and ensuring that breaches do

not occur

• Analyzed the process and concluded Staffware application, for project viable; resulted in

company proceeding with project and led to increased efficiency, time and cost

• Lead team to create MACRO for FOBO reconciliation which resulted in more efficiency time

• Key-resource for transition of NDF Documentation & FX cash Confirmation matching process from Singapore to Chennai.
• Eight weeks of transition in Singapore & Eight weeks of Cut-over in Chennai for Barclays Bank Plc, London.
• Responsible for smooth transaction processing in Intellimatch for FX/NDF Electronic Confirmations.
• Matching process and other Third Party Confirmation Platforms, MISYS, GLOBAL LINK and FXALL.
• Master Confirmation Agreement (MCA) Negotiation with Clients & managing the T+3 target on Documentation as per Dodd Frank Act.
• Responsible for escalation of un-affirmed & Mismatch Trades with Middle Office & Sales.
• Weekly call with Risk & Control Team on the outstanding trades & necessary escalation steps with Front Office.
• Preparation of detailed MIS & End of Day Report on FX/NDF Confirmations & Documentations process.

• Core-associate for migration of project from HCL Technologies to DBOI.
• SME for critical sub-processes GDS Queue Monitoring, OTC Payment Release & Claims Management, MM, FX & NDF Trade Capture.
• Supported for smooth set-up of Resiliency Site at Jaipur for MM/FX operations (1.4 years in Jaipur location).
• Handled Administrative work in Jaipur site during initial stage of set-up (GFFXO) & awarded for the same.
• Selected for Top-Talent for the year 2010.
• Handled Money Market Operations for London, NY & Abu Dhabi.
• SME for MM - NY Balance Substantiation, D-MONI Interest Payments, Confirmation Matching process, Settlements & Payment Approvals.
• Coordination within Bangalore & Jaipur location for smooth BAU.
• Coordinating with CTB team for process improvements.
• Handled MIS Reports including Key Performance Indicator, Capacity Model.

• Key-resource for transition of Deutsche Bank AG, Frankfurt MM & FX Operations from Germany to Bangalore.

• Was responsible for TAX Audits, Statutory Audits, and Internal Audits of various firms, Pvt Ltd companies & Co-operative societies.
• Preparation of Income Tax Returns including TDS Returns.
• Internal Audit of Housing Finance Company.
• Articleship experience from Aug 2001 to January 2002 under Jyothi Mathad Chartered Accountant.