Summary
Overview
Work History
Education
Skills
Additional Information
Timeline
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Santosh Teli

Pune

Summary

Dedicated professional with keen eye for detail and rigorous research mythology. Comfortable leading teams and mentoring staff to achieve the highest standard of work. Compelling presenter with great interpersonal, maths and written communication skills. Productive employee with proven track record of successful project management and producing quality outcomes through leadership and team motivation. Works with clients to determine requirements and provide excellent service.

Overview

10
10
years of professional experience

Work History

Senior Analyst

BNY Mellon
Pune
03.2022 - Current
  • KYC and AML operational procedures, specifically to entities.
  • Conducting & Reviewing Know Your Customer (KYC) , Customer Due Diligence (CDD) and Enhanced Due Diligence(EDD) all Banking transactions.
  • In case of News found by using the facts and KYC with us, try to discount by using our policies and procedures, Failure to discount, need to escalate to the business area, once done with Review need to complete the sanity check which is Reviewing and analyze transitional activity for suspicious/unusual patterns of activity utilizing various internal systems, reports and external data sources.
  • Adhere strictly to compliance and operational risk controls in accordance with Company and regulatory standards, policies and practices; report control weaknesses, compliance breaches and operational loss events.
  • Keep updated with understanding of systems, policies, procedures and US regulations.
  • Point of contact to process related queries for the team
  • Conducted researches on any Sanctions,PEP,Negative Media and other watch list matches with False Positive analysis and any materiality as per banks policy and escalate cases with AML material concern.
  • Efficiently handled Know Your Customer(KYC),Client On boarding,Transcation Monitoring,Payments Screening.
  • Owning day-to-day compliance tasks,reviewing on customer on boarding documents,transaction monitoring red flags,or other processes related to mitigating fraud or financial crime.
  • Worked as a team player and performing transaction monitoring red flags,KYC(CDD,EDD),STR collecting mandatory information prescribed by AML regulations.
  • Ensures all queries are dealt with in an efficient and timely manner. Escalates urgent / risk issues through the appropriate
  • Ensures high levels of client satisfaction through strong product, process, and client knowledge.
  • Train and coach peer team members
  • Review and update SOP’s and training trackers etc.

Process Associate

Tata Consultancy Services
Pune
06.2016 - 02.2022
  • Understanding the firms KYC requirements when completing documentation inclusive of Customer Identification Program (CIP), Account Activity Reviews, Customer Due Diligence (CDD) Minimum Due Diligence (MDD), Enhanced Due Diligence (EDD), Background checks.
  • Maintain strong investigative skills and the ability to work independently, demonstrated extensive banking and Compliance knowledge.
  • Used transactional and customer records, external data, publicly- available information, and other information to identify suspicious or unusual activity.
  • Determined and implemented additional steps, validating KYC risk compliance based on research of customer records, verification of account purpose and legitimacy, analysis of transaction activity.
  • Validation of information and documents for KYC Remediation profiles, AML Assessments as per risk rating (Low, Medium and High/SCC) of Customers.
  • Process outstanding investigation abilities, complemented with adeptness in completing task before or within the deadline.
  • Process outstanding investigation abilities, complemented with adeptness in completing task before or within the deadline.

Associate

coforge
Pune
07.2014 - 05.2016
  • Sound Knowledge about AML and KYC Practices in Banking and Financial Services Industry.
  • Responsible for acceptance, scrutiny, verification of KYC and other documents for account opening under different products for retail/commercial customers.
  • Follow up with the branches to obtain the additional documentation if required to support the KYC of the customer and ensure to close or escalate the match found cases.
  • Conducting ongoing transaction monitoring of all the high value remittances, focusing both on scrutinizing transactions and keeping the documentation and customer information up-to-date.
  • Reviewing and updating KYC files with missing and updated information to satisfy compliance requirements.
  • Ensuring requisite audit compliance in operations with all applicable Banking rules and regulations, specifically strict compliance with regards to KYC, AML statutory requirement.

Education

Master of Business Administration - Finance

Pune University
Pune, MH
2015

Bachelor of Business Administration - Finance

Pune University
Pune, MH
2013

HSC -

Shree Swami Samarth Junior College
Pune, MH
2008

SSC -

S.R More School,
Pune, MH
2006

Skills

  • Team player
  • Ability to motivate others

Additional Information

Date of Birth : 22/07/1991
Marital status : Single
Gender : Male
Nationality : Indian

Timeline

Senior Analyst

BNY Mellon
03.2022 - Current

Process Associate

Tata Consultancy Services
06.2016 - 02.2022

Associate

coforge
07.2014 - 05.2016

Master of Business Administration - Finance

Pune University

Bachelor of Business Administration - Finance

Pune University

HSC -

Shree Swami Samarth Junior College

SSC -

S.R More School,

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Santosh Teli