Ms excel
SAPNA VERMA
ANALYST
BHOPAL
Summary
Strong leader and problem-solver dedicated to streamlining operations to decrease costs and promote organizational efficiency. Uses independent decision-making skills and sound judgment to positively impact company success.
Overview
3
3
years of professional experience
4
4
years of post-secondary education
4
4
Certifications
2
2
Languages
Work History
Assistant Manager
RBL BANK LTD
BHOPAL
01.2022 - 11.2022
- Worked well in a team setting, providing support and guidance.
- Client Identification, Verification and Screening.
- Perform KYC including monitoring and tracking of KYC records.
- Ensure to maintain quality standards (90% and above) for the KYC reviews undertaken
- Validate the information within KYC records and Customer Identification Program (CIP) documents to ensure completion and accuracy.
- Ensure to get Quality Control (QC) review done on files prior to submission and respond/correct any discrepancies identified during QC reviews.
- Attending & resolving all the queries relating to account opening, modification, closure within TAT.
- Participates in and provides compliance support for projects and initiatives with low to high risk to identify, assess and mitigate BSA/AML risk in business activities
- Maintain an Audit Trail of Due Diligence Performed.
- Analyze potentially suspicious activity, which will require the review of historical activity along with customer information.
Senior Branch Office Administrator
IDFC FIRST BANK LTD
Bilaspur
08.2019 - 01.2022
- Provide R2R transaction processing and ensuring delivery quality in terms of accuracy, completeness and timeliness daily.
- Work with Global Process Owner to standardize R2R activities.
- Prepare monthly Balance Sheet schedules & reconciliation
- Ensure KYC records incorporate local regulatory requirements / Global Business Support Unit (BSU) Standards
- Validate the information within KYC records and Customer Identification Program (CIP) documents to ensure completion and accuracy
- Ensuring screening procedures are followed consistently with a documented audit trail for all KYC / sanction match resolution actions taken.
- Handle, manipulate and analyse data and information responsibly.
- Follow risk management and compliance procedures.
Education
Bachelor of Engineering - Electrical, Electronics And Communications Engineering
BANSAL INSTITUTE OF RESEARCH TECHNOLOGY & SCIENCE
BHOPA; 08.2009 - 05.2013
Skills
KYC VERIFICATION
COMMUNICATION SKILL
QUALITY CONTROL
ANALYTICAL SKILL
TRANSATION MONITORING
DUE DILIGANCE
SANCTION SCREENING
Software
Ms word
Ms power point
Finacle
Bancs
Certification
CKYCA certication pursuing ACAMS
Timeline
CKYCA certication pursuing ACAMS
04-2023
IIBF BC/BF certification
02-2023
Lean Six Sigma Certification through KPMG
12-2022
Assistant Manager
RBL BANK LTD
01.2022 - 11.2022
IRDAI
07-2021
Senior Branch Office Administrator
IDFC FIRST BANK LTD
08.2019 - 01.2022
Bachelor of Engineering - Electrical, Electronics And Communications Engineering
BANSAL INSTITUTE OF RESEARCH TECHNOLOGY & SCIENCE
08.2009 - 05.2013