Summary
Overview
Work History
Education
Skills
Software
Certification
Timeline
BusinessAnalyst

SAPNA VERMA

ANALYST
BHOPAL

Summary

Strong leader and problem-solver dedicated to streamlining operations to decrease costs and promote organizational efficiency. Uses independent decision-making skills and sound judgment to positively impact company success.

Overview

3
3
years of professional experience
4
4
years of post-secondary education
4
4
Certifications
2
2
Languages

Work History

Assistant Manager

RBL BANK LTD
BHOPAL
01.2022 - 11.2022


  • Worked well in a team setting, providing support and guidance.
  • Client Identification, Verification and Screening.
  • Perform KYC including monitoring and tracking of KYC records.
  • Ensure to maintain quality standards (90% and above) for the KYC reviews undertaken
  • Validate the information within KYC records and Customer Identification Program (CIP) documents to ensure completion and accuracy.
  • Ensure to get Quality Control (QC) review done on files prior to submission and respond/correct any discrepancies identified during QC reviews.
  • Attending & resolving all the queries relating to account opening, modification, closure within TAT.
  • Participates in and provides compliance support for projects and initiatives with low to high risk to identify, assess and mitigate BSA/AML risk in business activities
  • Maintain an Audit Trail of Due Diligence Performed.
  • Analyze potentially suspicious activity, which will require the review of historical activity along with customer information.


Senior Branch Office Administrator

IDFC FIRST BANK LTD
Bilaspur
08.2019 - 01.2022
  • Provide R2R transaction processing and ensuring delivery quality in terms of accuracy, completeness and timeliness daily.
  • Work with Global Process Owner to standardize R2R activities.
  • Prepare monthly Balance Sheet schedules & reconciliation
  • Ensure KYC records incorporate local regulatory requirements / Global Business Support Unit (BSU) Standards
  • Validate the information within KYC records and Customer Identification Program (CIP) documents to ensure completion and accuracy
  • Ensuring screening procedures are followed consistently with a documented audit trail for all KYC / sanction match resolution actions taken.
  • Handle, manipulate and analyse data and information responsibly.
  • Follow risk management and compliance procedures.

Education

Bachelor of Engineering - Electrical, Electronics And Communications Engineering

BANSAL INSTITUTE OF RESEARCH TECHNOLOGY & SCIENCE
BHOPA;
08.2009 - 05.2013

Skills

KYC VERIFICATION

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Software

Ms excel

Ms word

Ms power point

Finacle

Bancs

Certification

CKYCA certication pursuing ACAMS

Timeline

CKYCA certication pursuing ACAMS

04-2023

IIBF BC/BF certification

02-2023

Lean Six Sigma Certification through KPMG

12-2022

Assistant Manager

RBL BANK LTD
01.2022 - 11.2022

IRDAI

07-2021

Senior Branch Office Administrator

IDFC FIRST BANK LTD
08.2019 - 01.2022

Bachelor of Engineering - Electrical, Electronics And Communications Engineering

BANSAL INSTITUTE OF RESEARCH TECHNOLOGY & SCIENCE
08.2009 - 05.2013

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