SARITA TIWARI
Mumbai
Summary
Results-driven finance professional with experience in Regulatory Reporting, Liquidity Management, Client Onboarding, and Trading Desk Support in global banking environments. Expertise in Basel III liquidity reporting, Axiom reporting, financial analysis, and derivative products including Equities, Fixed Income, Futures, Options, OTC, and FX PB. Proven ability to manage end-to-end processes, perform credit analysis, and collaborate with cross-functional teams (Sales, Risk, Compliance, Legal) to deliver accurate reporting, regulatory compliance, and data-driven trading insights.
Overview
10
10
years of professional experience
Work History
Prime integration Analyst
Barclays
Mumbai
07.2025 - Current
- Managed end-to-end client onboarding for Prime Integration, ensuring timely completion, SLA adherence, and tracking client details such as stage, revenue opportunities, and onboarding timelines using internal systems.
- Developed strong understanding of Prime Global business, Equity/Fixed Income, synthetics and derivative products (Futures, Options, OTC, FX PB) and collaborated with Sales, Compliance, Risk, Legal, and Static Data teams to ensure smooth onboarding; also prepared MIS reports for management.
- Maintained financial models, trading blotters, and client databases, and prepared analytical reports and presentations to support sales and trading strategies.
- Monitored market data, industry trends, and company earnings, performed fundamental credit analysis, collaborated with traders on trade ideas, and participated in earnings/company calls.
Financial Analyst
JPMORGAN CHASE
06.2020 - 09.2021
- Implemented new regulatory reporting processes to enhance compliance by analyzing requirements and creating Business Requirement Documents (BRDs) for the Equities business.
- Worked closely with Legal, Compliance, industry groups (ISDA, DTCC, Equities groups) and internal stakeholders to understand regulatory requirements and align business strategies with system design.
- Coordinated and executed User Acceptance Testing (UAT) and contributed to developing end-to-end control processes to improve operational efficiency.
Financial Analyst
Nomura Services India Pvt Limited
06.2018 - 01.2020
- Worked in the Regulatory Reporting – Liquidity team, supporting reporting to JFSA under Basel III norms, including review of the Strategic LCR framework and MAS disclosures, using Axiom and Power BI for analysis and reporting.
- Responsible for calculation, monitoring, and submission of Daily and Monthly Liquidity Regulatory Reports, analyzing trade data such as price, maturity, volatility, asset class exposure, and economic factors.
- Performed Independent Price Verification (IPV) for the equities business across Asia, including variance analysis and market value validation for products such as Fund Basket and Auto Repo (Auto RP).
- Managed submissions and reporting for Japan Rates products including JPY Yield Curve, Basis, CMS Swaptions, Cap/Floor, CMS Swaps & Spread, FX Volatility, and conducted monthly IPV for Totoro FX Vol & Skew, Viper Forward, and Venom Forward
Analyst
Morgan Stanley India Pvt Limited
04.2017 - 12.2017
- Managed FID SWAP, FOREX, OPTIONS, FORWARD, and DERIVATIVE products, ensuring compliance with regulatory standards.
- Oversaw onboarding process, conducting regulatory validation checks prior to account opening.
- Coordinated distribution of Notices and Disclosures to new Dodd Frank compliant clients.
Lecturer (Finance)
Sangam University
Bhilwara
01.2016 - 09.2016
- Delivered MBA and BBA courses focusing on practical applications in finance.
- Covered topics such as corporate finance, derivative markets, Indian financial markets, and securities portfolio management to enhance student understanding.
Education
M.B.A - Finance
Faculty of Management Studies (MLS University)
01-2015
Graduate - Commerce
M.L.S University
Udaipur, Rajasthan01-2013
Skills
- Strong communication skills
- Regulatory reporting
- Liquidity management
- Hands-on experience of using Axiom
- Proficient in MS Office (Advanced Excel & PowerBI)
- Basic knowledge of SQL
- Basel III compliance
- Client onboarding/offboarding
- PDS Clearing Management
Languages
- English
- Hindi
Activities
- Finalist in preparing a report on marketing strategy in the marketing fest, 2014 at IIM Ahmadabad.
- Participated in a case study competition at NIRMA University, Ahmadabad.
- Participated in a case study competition at Pandit Deendayal Petroleum University (PDPU), Gandhinagar in 2013.
- Participated in a street play competition in VISTA fest, 2014 at IIM Bangalore.
Special Mention
Gold Medalist in MBA (Finance), Accounting, Derivatives, Forex, Portfolio, Securities
Timeline
Prime integration Analyst
Barclays
07.2025 - Current
Financial Analyst
JPMORGAN CHASE
06.2020 - 09.2021
Financial Analyst
Nomura Services India Pvt Limited
06.2018 - 01.2020
Analyst
Morgan Stanley India Pvt Limited
04.2017 - 12.2017
Lecturer (Finance)
Sangam University
01.2016 - 09.2016
M.B.A - Finance
Faculty of Management Studies (MLS University)
Graduate - Commerce
M.L.S University