Hi, I’m
Sathees Stephen J
Kalavakkam,TN
Summary
Over 19+ years of strong experience in Banking Operations
Talented Manager with expert team leadership, planning, and organizational skills built during successful career. Smoothly equip employees to independently handle daily functions and meet customer needs. Diligent trainer and mentor with exceptional management abilities and results-driven approach.
Overview
19
years of professional experience
Work History
Standard Chartered GBS
Manager
11.2022 - Current
Job overview
- Conducting Adverse Media, Sanction reviews of Private Banking Clients and identifying risks in the execution of CDD Policies.
- Thematic reviews on Source of Wealth of clients in higher risk situations.
- Risk identified will be mitigated by reaching respective CFCC/ Stakeholders.
- (Private Banking Operations-Adverse Media, Global Banking Operation)
Standard Chartered GBS
Associate Manager
11.2019 - 11.2022
Job overview
- Conducting CDD Reviews of Global Banking Clients (GB) and identifying risks in the execution of CDD Policies.
- Lead tagged maker’s by implementing training, engaging in problem solving, and ensuring CDD compliance.
- Experience in conducting training sessions for new joiners.
- (Customer Due Diligence-BAU-ASEAN, Global Banking Operation)
Standard Chartered GBS
Associate Manager
04.2019 - 10.2019
Job overview
- Producing MIS reports on Regulatory Risks and compliance monitoring Reviews for Business Stakeholders and Governance Committee.
- Performing CDD Review to ensure that the Group is well controlled in terms of adherence to procedures owned by compliance and relevant 38 Country Regulators.
- Executing CDD reviews under second line of defence responsibility for FCC.
- Effectiveness of implementation of new CDD requirements.
- Thematic reviews on clients in higher risk situations.
- (CFCC Assurance (CRAM), Global Banking & Retail Banking Operation)
Standard Chartered GBS
Team Leader
09.2016 - 03.2019
Job overview
- Conducting CDD Reviews of Global Banking Clients (GB) And Correspondent Banking Relationship (CBR) and identifying risks in the execution of FCC Policies.
- Effectively supporting Regulatory and Compliance monitoring activities managed by Group Legal and compliance Team of Standard Chartered Bank (Singapore).
- Producing reports on Regulatory Risks and compliance monitoring Reviews for Business Stakeholders and Governance Committee.
- Have managed a SharePoint for compliance monitoring and Risk Reporting which form a data for tracking all Key Regulatory issues, breaches, Regulatory events, tracking progress of compliance monitoring Reviews.
- (CFCC Assurance (CRAM), Global Banking Operation)
Standard Chartered GBS
Senior Officer
08.2011 - 09.2016
Job overview
- Verifying CDD Information is Up to Date in the bank systems
- Processing the request for Quality Checking & CASA (Current Account & Saving Account)
- Reporting overdue items to appropriate Escalation.
- Letter issuance for overdue customer.
- Foreign Account Tax Compliance Act
- Suspicious Activity Report
- (Retail & Commercial Banking Account Opening Operation)
HSBC Operations
Associate
08.2008 - 08.2011
Job overview
- Processing the request for account opening, Cheque book delivery, Debit Card &OTP Device on the same day.
- Maintaining consistency for processing no. of requests with nil error.
- Despatching the all deliverable to customer’s mailing address & Branch collection
- Assisted in the development of a training program for new analysts, enhancing team knowledge and skills, leading to a 25% improvement in onboarding efficiency.
- (Centralised Account Service – Account Opening)
HSBC Operations
Junior Associate (Interim Role Staff-Synergy)
07.2006 - 07.2008
Job overview
- Processing the request for cheque book & duplicate statement as turnaround time.
- Maintaining consistency for processing no. of requests with nil error.
- Despatching the duplicate statement to customer’s mailing address & Branch collection.
- Tracking of delivery of courier with end to end.
- (Centralised Account Service – Account Maintenance)
Education
Karpagam Arts and Science College
Bachelor of Computer Application
01.2004
University Overview
Bharathiyar University
Annamalai University
Master of Business Administration from Financial Management
01.2020
Skills
- Stakeholder management
- Decision-making
- Staff training and development
- Team leadership
- Cross-functional teamwork
- Policy implementation
- Staff development
- Risk management
- Regulatory compliance
Accomplishments
- Started my carrier as Interim Role Staff and grown to the level of Manager with diverse experience.
- Received GEM Award from Client Life Cycle Governance Head of Standard chartered in the year of 2022 for Extending support.
- Received GEM Award from Client Life Cycle Governance Head of Standard chartered in the year of 2022 for Better Together.
- Received Icon Award from Retail Bank Head of Standard chartered in the year of 2014 for Identified Fraud Document submission.
- Appreciation Thanks Award from Retail Bank Head of Standard chartered for best service in the year of 2013.
- Received Bravo Award from CEO of HSBC in the year of 2011 for outstanding performance.
- Received Bravo Award from CEO of HSBC in the year of 2010 for outstanding performance.
- Received Hall of the Fame Award from Head of HSBC India in the year of 2009 for extending Support.
Personal Information
English, Tamil
Timeline
Manager
Standard Chartered GBS
11.2022 - Current
Associate Manager
Standard Chartered GBS
11.2019 - 11.2022
Associate Manager
Standard Chartered GBS
04.2019 - 10.2019
Team Leader
Standard Chartered GBS
09.2016 - 03.2019
Senior Officer
Standard Chartered GBS
08.2011 - 09.2016
Associate
HSBC Operations
08.2008 - 08.2011
Junior Associate (Interim Role Staff-Synergy)
HSBC Operations
07.2006 - 07.2008
Annamalai University
Master of Business Administration from Financial Management
Karpagam Arts and Science College
Bachelor of Computer Application