High-performing professional with Fifteen (+) years of experience in Mutual funds and Alternative Investment Funds (Transfer Agency) related activities along with integrity and leadership skills. Applies knowledge and abilities to positively impact organization. Flexible in different situations and dynamic conditions. Works great under extreme stress and deadlines.
Overview
19
19
years of professional experience
1
1
Certification
Work History
Officer - Manager
STATE STREET CORPORATE SERVICES MUMBAI PVT. LTD.
01.2007 - Current
Lead and manage the day-to-day process operations, maintaining and measuring the performance of processes in terms of efficiency and effectiveness metrics, and ensuring adherence to Service Level Agreements.
Handling process operations accurately and in a timely manner for transaction types, viz. Subscription, Redemption (Tender), Transfer, Exchange, Clerical, and broker change activities.
Scheduling and planning resources for the effective completion of present and future targets and goals.
Prepare monthly Management Information reporting, as well as the KPIs.
Timely identification, resolution, and escalation of issues.
Maintain a strong control environment with effective procedures, checklists, and exception handling.
Building and maintaining client relationships through regular meetings, forums, and ensuring effective communication, and client satisfaction.
Preparing training and cross-training plans for team members to build flexibility within the team.
Conducting process audits and reviews to ensure strict adherence to the process parameters and systems.
Mentored error-prone team members by conducting a deep-dive analysis to reduce the risk, and helping the team members move up the quality learning curve.
Leading, mentoring, and monitoring the performance of team members to ensure efficiency in process operations, and the meeting of individual and group targets.
Identifying potential staff. Grooming existing, potential team members, and team leaders for the next level.
Conducting performance appraisals and providing training for under performers.
Apply discipline, and address grievances in accordance with HR policies.
Responsible for the continuous improvement of processes to operate efficiently, with controls for errors and breaches of rules and regulations.
Continuous process improvement through applying various analytical tools, like the brainstorming technique.
Education
B. Com. - Financial Accounting
Mumbai University
Mumbai
03.2006
H. S. C. - Commerce
Maharashtra Board
Mumbai
03.2001
S. S. C. -
Maharashtra Board
Mumbai
03.1999
Skills
Focus on the continuous improvement of process to do efficiently, with controls for errors and breaches of rules and regulations
Quick turnaround time for solving complex queries from clients within a mentioned deadline
Managing the team, assigning work, and getting quality work done from team members
Transfer Agency Departments
Cash management
Dealing
Capstock
US – Centralized Ops Team (AIF)
Skill
People management
Process Improvement
Detail-oriented
Time management
Communication
Certification
Computer Operator and Programming Assistant course from Mulund ITI, Mumbai
Manager as Catalyst program
Languages
Language Known: Speak, Write, Read: English, Hindi, and Marathi
Hobbies and Interests
Hobbies: Reading Newspaper, Playing Cricket
Accomplishments
Awards:
Titan Award
Train to Gain Award
EBRS Gratitude Award
Performance Converge Award
Achievements:
Visit London State Street for process migration
Key contributor to the migration project for new TA clients
Manager (Fund Accounting- Mutual Funds, ETFs) at State Street Corporate Services Mumbai Pvt. LtdManager (Fund Accounting- Mutual Funds, ETFs) at State Street Corporate Services Mumbai Pvt. Ltd