Summary
Overview
Work History
Education
Skills
Timeline
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Saurabh Rajoria

Bangalore

Summary

Professional and prepared compliance specialist with strong background in KYC processes and regulatory requirements. Known for keen ability to identify and mitigate potential risks, ensuring compliance with evolving industry standards. Effective collaborator, consistently delivering results through teamwork and adaptability. Highly skilled in data analysis, customer due diligence, and maintaining robust documentation. Reliable asset in dynamic environments.

Overview

6
6
years of professional experience

Work History

Client Data Specialist (Maker)

JP Morgan Chase
06.2022 - Current
  • Worked within applicable standards, policies and regulatory guidelines to promote safe working environment
  • Conducting KYC Analysis for New onboarding, Periodic Review, incremental and Ad hoc for New and existing Corporate Entities account
  • Worked on US, UK, Canada and Germany Jurisdictions
  • Categorizing client's risk ranking as High, Medium and Low
  • Worked on LPOC, SPOC, NOAH, NBFI and Organization entities
  • Skilled at working independently and collaboratively in a team environment.
  • Worked well in a team setting, providing support and guidance.
  • Assisted with day-to-day operations, working efficiently and productively with all team members.

Analyst

IBM India
07.2021 - 06.2022
  • Conducting Periodic Review for existing Individual & Corporate Entities account and Performing Transaction Analysis Report
  • Worked on US Jurisdictions
  • Refreshing Data and Documents by gathering data from public search
  • Categorizing client's risk ranking as High, Medium and Low

Analyst

Randstad India
05.2021 - 07.2021
  • Processing of Centralized Accounts Management Unit (CAM) activities to ensure that Policies, Procedures and delivery standards are met which ultimately should reflect in satisfactory Audit Rating and acceptable level of customer satisfaction with KYC norms
  • Processing KYC delivery for UAE regions in the periodic KYC reviews for High/Mid and Low risk counter-parties Review account opening forms and other relevant Legal documents to set up/maintenance Investment Accounts, / Financial Institutions signature verification of PVT/SME customers
  • Perform due diligence of new and existing clients covering a wide range of Individual, Listed and Regulated, small/medium/ large private and public companies as well
  • Processing the NTB and ETB Customers and handling their accounts
  • Handling Corporate& Investment banking
  • KYC/ Pre-Authorized Transfer's/ Link/Delink accounts/ placement and removing Blocks and Risks Flag on accounts/ contact details and other related requirements post maker process

Assistant manager

Kotak mahindra bank
05.2019 - 03.2021
  • Attending to customer service request and providing resolution within turnaround time
  • Cash Deposit, NEFT & RTGS transaction Request handling
  • Handling CND, CDM, FD, and RD, requests & Disputes
  • Done sales as per company requirement- TD, RD, GI, PL, Etc
  • Handling complaints and escalation from clients and giving end to end resolution and taking follow up for the same with concerned team till issue get resolved
  • Following the process/procedure of the Bank & ensuring compliance to rules and regulations of the Bank including latest circulars & notification
  • Reporting unusual activity/Fraud regards to account transaction, Debit/Credit card fraud
  • Blocking all online channels, Freezing account against fraud reporting

Education

Bachelor of Science - Computer Science

FS College of Education
FIROZABAD
09-2018

Skills

  • Know your customer
  • Enhanced due diligence
  • Sanctions screening
  • Due diligence
  • Document review
  • Account verification
  • Customer identification
  • Policy adherence
  • Excel proficiency
  • Stakeholder management
  • Client onboarding
  • Banking regulations
  • Oral and written communications
  • High risk account reviews
  • Problem-solving
  • Time management

Timeline

Client Data Specialist (Maker)

JP Morgan Chase
06.2022 - Current

Analyst

IBM India
07.2021 - 06.2022

Analyst

Randstad India
05.2021 - 07.2021

Assistant manager

Kotak mahindra bank
05.2019 - 03.2021

Bachelor of Science - Computer Science

FS College of Education

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Saurabh Rajoria