Sayam Mokhtar Khan
Bengaluru
Summary
Dedicated and detail-oriented AML/KYC Analyst with 9+ years of experience in conducting due diligence and risk assessment processes. Skilled in analyzing customer data, identifying potential risks, and ensuring compliance with regulatory requirements.
Overview
9
9
years of professional experience
Work History
Financial Crime Operations Analyst
Commonwealth Bank of Australia
09.2021 - Current
- Worked on Re-review, one.cra project then later was chosen for Charity project, Escalations team,SMR team and Transaction Monitoring team
- Worked as an IQC and SME role
- Conducted thorough KYC reviews of new and existing clients, ensuring compliance with regulatory standards and company policies
- Analyzed customer documentation and transaction records to identify inconsistencies or suspicious activities
- Liaised with internal stakeholders such as Compliance, Legal, and Relationship Managers to resolve KYC-related issues
- Prepared and maintained detailed reports documenting KYC findings and risk assessments
- Participated in periodic reviews and audits to assess the effectiveness of KYC processes and controls
- Assisted in the development and implementation of KYC policies and procedures
- Reviewed and updated customer profiles to reflect changes in risk levels or regulatory requirements
- Conducted enhanced due diligence on high-risk clients and escalated potential issues to senior management
- Provided training and guidance to junior staff members on KYC processes and best practices.
Senior Analyst
Société Générale
03.2021 - 10.2021
- Worked on end-to-end KYC including Client on boarding, Renew and remediation, Screening Event driven review
- Worked on multiple functions and strategies within Finance, Accounting, Regulatory, Risk, Operations
- Understanding of enterprise finance functional areas and accounting operations for financial, regulatory, risk and management reporting to support the enterprise.
Analyst
Deutsche Bank
10.2018 - 04.2021
- Worked in Deutsche bank as Analyst for Remediation and renewal and Event driven review
- Worked on multiple functions and strategies within Finance, Accounting, Regulatory, Risk, Operations
- Worked in New client adoption team
- Worked on end-to-end KYC including Client on boarding, Renew and remediation, Screening Event driven review
- Awarded with the Best performer for Remediation
- Actively involved in sending day to day MIS Report
- Got an opportunity to train and support new teams
- Timely delivery of the assigned tasks
- Worked on Low, medium and High-Risk cases
Operations Analyst
JPMorgan Chase & Co.
08.2017 - 08.2018
- Worked on multiple functions and strategies within Finance, Accounting, Regulatory, Risk, Operations
- Worked as a Case lead support in Bengaluru team
- Worked on end-to-end KYC including Client on boarding, Review, remediation, EDR, Screening
- Working on multiple online tools to perform KYC on entities like Private Corporate, Public entity, NBFI, Banks
- Worked on CDD and EDD cases (Medium and High-risk cases)
- Dealing with the Queries raised by the onshore Counterparties (Case leads) through E- mails and calls
- Performing Country due diligence and Product due diligence
- Collecting and validating documents to ensure that all KYC documents and information are complete and accurate
- Developed and maintained quality procedures, and also ensured that appropriate documentation was in place.
KYC Analyst
Wipro Limited
02.2015 - 08.2017
- Worked as a KYC Analyst for AML KYC (Anti-money laundering-Know Your Customer) Process
- Collecting and validating documents to ensure that all KYC documents and information are complete and accurate
- Researching missing/ incorrect information on public domains
- Preparing case files for each entity (Corporate, NBFI, Public entity) with review findings and submitting the KYC files to Customer for quality check (QC)
- Developed and maintained quality procedures, and also ensured that appropriate documentation was in place
- Determine identity of the client
- Identification and verification of persons associated with the clients (Legal representatives, Ultimate beneficial owner)
- Sourcing documents from publicly available sources to show the linkage of the fund with the investment manager
- Verifying the sourced documents (Prospectus, Offering Memorandum etc) if it is valid or not
- Linking of fund with respective Investment Manager through internally sourced documents
Education
B.Tech in Computer Science -
R.P.S.I.T
Patna01.2013
HSC -
Jamia Milia Islamia
01.2009
SSC -
St Dominic Savio’s High school
01.2006
Skills
- Strong written and verbal communication skills
- Highly motivated and focused
- Ability to work with a diversity of people
- Believe in accepting challenging tasks I look at them as opportunities to learn
- Good command over hardware and software of laptop
Disclaimer
I hereby declare that the above-mentioned information is correct up to my knowledge and I bear the responsibility for the correctness of the above-mentioned particulars.
Personal Dossier
Personal Dossier
• D.O.B: 05-02-1991
• Father’s Name: Mokhtar Hussain khan
• Passport No: L2387388
• Linguistic Fluency: English, Hindi.
• Nationality: Indian
Timeline
Financial Crime Operations Analyst
Commonwealth Bank of Australia
09.2021 - Current
Senior Analyst
Société Générale
03.2021 - 10.2021
Analyst
Deutsche Bank
10.2018 - 04.2021
Operations Analyst
JPMorgan Chase & Co.
08.2017 - 08.2018
KYC Analyst
Wipro Limited
02.2015 - 08.2017
B.Tech in Computer Science -
R.P.S.I.T
HSC -
Jamia Milia Islamia
SSC -
St Dominic Savio’s High school
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