Seema Chulaki

• Responsible for verification of Client data (End to End KYC)
• Obtaining required information from front office to fulfill all KYC requirements
• Sound knowledge across multiple client types (Corporate), Private Company, Funds
• Supporting in updating KYC profiles in accordance with Group policy, obtaining documents as required and undertaking due diligence
• Proficient in the use of computerized management tools
• ( DCTM, World checks and lexis adverse searches)
• Excellent interpersonal and communication skills and enthusiastic about major projects
• Strong analytical skills; support business operations through analysis of key performance indicators and trends
• Monitored the case end to end and ensured completion of a file
• Expert in due diligence KYC, navigation of country registry/regulator website and other relevant public domain search , PEP screening ,Sanctions, FATCA and CRS
• Screened the customers, Performed Sanctions screening, PEP identification and Negative Media searches via Lexis-Nexis, World Check and Google
• Escalated the positive and potential hits with regard to the sanction, PEP and negative media searches and preparing the documents.

Key Responsibilities:

• Key Activities :- Periodic Review / Remediation (End to End KYC)

1) IDD

• Documentation Sourcing & Validation
• Initial Due Diligence
• Risk Assessment

2) Outreach

• Business outreach for pending requirements post identification and verification.

3) Documents review

• Assessed the initial KYC documentation and engaging the Relationship Manager to get relevant customer data and determined the KYC requirements for monitoring existing relationships and ensuring that all the missing data collected to fulfill the requirements.

4) Screening

• Perform screening using various tool to validate the negative news & hits at client or individuals associate with the client
• Financial Crime Compliance
• Consult with FCC team on the negative news & hits for the mitigation factors

5) Profile Completion

• Complete the profile with the information and liaise with business / relationship managers for approvals.
• Provides a comprehensive overview annotations for better understanding
• Identify and escalate potential compliance issues or red flag.
• Provide internal and external compliance guidance’s to advisor.
• Ensuring KYC risk assessments using corporate compliance tools and methods.
• Screened the customers, Performed Sanctions screening, PEP identification and Negative Media searches via Lexis-Nexis, World Check and Google.
• Escalated the positive and potential hits with regard to the sanction, PEP and negative media searches and preparing the documents.