Investment banking operations professional with 11+ years of experience, across OTC Equity Derivatives, trade confirmations, trade management, reconciliations, controls and client operations.
Hi, I’m
Sejal Ganatra
Mumbai
Summary
Overview
1
Certification
13
years of professional experience
Work History
JPMorgan ChaseMumbai
Senior Associate
07.2015 - Current
Job overview
- Reconciled daily trades and positions across front and back office systems.
- Validated trade and market data in internal systems for data integrity.
- Produced reconciliation reports tracking exceptions and flagging potential risk issues.
- Led migration of T-day control activities across North America for FINRA checks.
- Managed OTC client legal documentation and processed economic affirmations.
- Executed document classification and matching within confirmation workflows.
- Monitored end-of-day trade processing and handled completeness exceptions.
- Contributed to system enhancements and process improvements strengthening controls.
- Partnered with Operations Technology and Control teams on policy adherence.
STATE STREET SYNTEL SERVICES PVT. LTDMumbai
Associate
06.2013 - 04.2015
Job overview
- Facilitated client onboarding by setting up reference data, updating beneficiaries, and addressing client queries daily.
- Executed client-money calculations and settlements via BACS and cheque processes to ensure accuracy.
- Conducted anti-money-laundering verification controls to ensure compliance with regulatory standards.
- Supported accurate and timely maintenance of client records for compliance.
- Performed client verification using legal documentation and Experian checks.
Education
S.M Shetty College
Bachelor of Accounting and Finance
01-2013
University Overview
Skills
- Trade management and Trade Confirmation
- Trade Break Investigation & RCA
- Risk assessment and process improvement
- Process transformation and Migration
- Trade Lifecycle Management
- Client Handling
Certification
Imarticus - Investment Banking Operations Professional - 2015
Accomplishments
Accomplishments
- Portrait Award
- Quarterly Excellence Award
- Star Performer of the Month and Quater
Timeline
Senior Associate
JPMorgan Chase
07.2015 - Current
Associate
STATE STREET SYNTEL SERVICES PVT. LTD
06.2013 - 04.2015
S.M Shetty College
Bachelor of Accounting and Finance