Sethu Madhavan Sunder

Supports WFCC EF, CDF, and CF Teams as a Subject Matter Expert (SME). Involved in various processes related to loan documentation, compliance, and financial reporting.

Key Responsibilities:

• WFCC Originations:Review equipment finance credit applications rejected by SiebelRow, addressing KYC/AML discrepancies (ID&V, SSN mismatch, address mismatches, ownership details, etc.).
  Perform ID&V using SOS application and Google for validation of names and credit bureau data (DNB, PAYNET).
  Assign completed deals to the WFI Underwriting team for final approval.
  
• WFCC AMO:Manage After Market Orders, sending Return Instructs (RI), Repo Instructs, and Purchase Offers (OI) to customers/dealers across various sectors like IT, Copiers, Industrial, and Telecommunications.
  Ensure verification of all required parameters in Equipment Finance and submit service requests (SRs) using Siebel CAPSUL & Ire-market applications.
  Coordinate with dealers and customers to resolve discrepancies and confirm details.
  
• WFCF PSS (FST):Support Financial Spreading Team with reviewing and documenting financial statements, covenants, and other loan-related information.
  Coordinate with Relationship Managers and Accounts Analysts to ensure completeness of financial data, such as Excess Availability (EA) and Revolver Balances.
  
• WFCF Fed Reporting:Validate 110 data points for commercial and industrial loans exceeding $1MM, ensuring timely and accurate submission to the Federal Reserve using the Loan Validator Tool (LVT).
  
• Additional Responsibilities:Lead team huddles, conduct QC checks, and mentor analysts.
  Organize process training sessions for new hires and internal teams.
  Prepare and deliver performance reports, dashboards, and presentations to stakeholders.

• Conducted KYC/CDD/EDD reviews for UK Annual Reviews CMB team, ensuring compliance with HSBC Global standards and local regulations.
• Analyzed profiles of commercial and institutional clients to identify potential money laundering or terrorist financing activity.
• Performed PEP, Sanctions, and Negative News Screening using RDC, LexisNexis, Google, and other tools.
• Conducted due diligence on complex ownership structures, including SPVs, corporate trusts, and NBFIs.
• Maintained high-quality standards while meeting daily review targets and adhering to TAT (Turnaround Time) requirements.
• Coordinated with compliance teams to escalate potential risks or concerns, ensuring the safety and integrity of financial services.

Worked in the Auto-Insurance renewal team for an international client, Penske.

Key Responsibilities:

• Validate insurance certificates, update records, and ensure timely renewal of expired certificates.
• Prepare daily and weekly dashboards to track the status of insurance certificates.
• Communicate with insurance agents to resolve queries and ensure accuracy in certificates.