SHABARISH THARANATH
Bengaluru
Summary
Dedicated KYC professional with history of meeting company goals utilizing consistent and organized practices. Skilled in working under pressure and adapting to new situations and challenges to best enhance the organizational brand.
Overview
10
10
years of professional experience
Work History
Assistant Manager
ERNST & Young LLP
Bengaluru
03.2022 - Current
- Monitored compliance with processes, policies, procedures and standards in regards to collection and management of annual contributions from shareholder companies.
- Drove system improvement efforts from concept to completion while strategically managing outside vendors.
- Oversaw and monitored violation tracking system for accuracy, reducing repeated issues.
- Scheduled and conducted evaluations of company policies, procedures and internal control structures.
- Prepared training programs to improve compliance at all levels.
- Performed root cause analysis (RCA) for all the fail themes for the team and planned training session for team members to improve quality
Assistant Manager
Genpact India Pvt Ltd
Bengaluru
08.2019 - 02.2022
- Conduct initial reviews through public sources to identify KYC information available for the entity in review, Identifying gaps and initiate client outreach out for pending requirements
- Production of KYC profile to the highest quality standard & in line with the latest policies and procedures
- Thorough understanding of legal structures of various client types: financial institutions, corporates
- Coordinating with client along with various internal teams within the organization for smooth functioning of the process and meeting expectations in an efficient way to get the trade settled for the clients while meeting the deadline
- Maintaining the effective risk control measure to avoid escalations (quality checks)
- Performing overall risk assessment of client due diligence files based on country, nature of business, reputational and product/services risk
- Performed root cause analysis (RCA) for all the fail themes for the team and planned training session for team members to improve quality
Assistant Manager
HSBC
02.2018 - 07.2019
- Client Management Due Diligence (CMDD) is the key point of contact for Banking Coverage and clients from a Customer Due Diligence perspective
- Accordingly CMDD are responsible for the oversight and co-ordination of KYC renewals and remediation projects, existing client maintenance, and facilitation of client exits
Assistant Manager
JPMORGAN CHASE
11.2012 - 11.2017
- (IC ROLE) For Middle Office Group, Under Client Management Group, Handle Client Manager Working Along With Relationship Managers And Backend KYC team
- Understanding KYC Requirements Contacting Client And Relationships Managers Onshore For Completing Requirements
- Single point of contact for all KYC related activities for both internal and external clients
KYC Specialist
JPMORGAN CHASE
11.2012 - 11.2017
- The objective of KYC guidelines is to prevent banks from being used, intentionally or unintentionally, by criminal elements for money laundering activities
- Related procedures also enable banks to know or understand their customers and their financial dealings better
- This helps the firm to manage their risks prudentially minimize frauds
- Resolved problems, improved operations and provided exceptional service.
- Improved operations through consistent hard work and dedication.
- Exceeded goals through effective task prioritization and great work ethic.
- Collaborated with team members to achieve target results.
- Provided regular updates to team leadership on quality metrics by communicating consistency problems or production deficiencies.
- Edited, proofed and critiqued internal documents to improve clarity.
Education
Bachelor’s Degree - Commerce
B.U
2012
Skills
- Functional Area Reporting & Analytics
- Managing Multiple Priorities
- Shift Coverage
- Managing Operations and Efficiency
- Performance Tracking and Evaluations
- Directing Team Members
- Risk Identification
- Anti Money Laundering (AML)
- Operational Efficiency
- Regulatory and Compliance Understanding
Timeline
Assistant Manager
ERNST & Young LLP
03.2022 - Current
Assistant Manager
Genpact India Pvt Ltd
08.2019 - 02.2022
Assistant Manager
HSBC
02.2018 - 07.2019
Assistant Manager
JPMORGAN CHASE
11.2012 - 11.2017
KYC Specialist
JPMORGAN CHASE
11.2012 - 11.2017
Bachelor’s Degree - Commerce
B.U
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