Summary
Overview
Work History
Skills
Projects
Certification
Specialization
Timeline
Generic

Shashidhar Srinivas

Summary

With a strong background in Capital Markets, Derivatives, and Custody Middle Office Operations, my role supports Global Clients, such as Traditional Asset Managers and Hedge Fund companies, in their Trading and Portfolio Management Activities. Specialized in Trade Enrichment, Validation, and Settlement processes for Capital and money market Instruments, Fixed Income, and Derivative products. Furthermore, I have gained valuable experience in people management throughout my 16-year career.

Overview

19
19
years of professional experience
1
1
Certification

Work History

Sr Associate

Enfusion Softech
10.2021 - Current
  • Spearheaded daily operations of Trade Affirmations with a team of 3 Analysts and led Management Projects emphasizing Team Leadership and Client Relations
  • Designed and Supervised training programs for new joinees resulting in a 20% reduction in onboarding time
  • Collaborated with Senior Management to analyze evidences for SOC Audit 1 & SOC Audit 2
  • Collaborated with Client Onboarding team in setting up new Clients for Trade Affirmation Activities and resolving fails
  • Streamlined end-of-day activities to boost efficiency, reallocating resources to critical tasks
  • Developed Dashboards with KPIs and KRIs for Weekly Management Calls
  • Updated SOPs to address process deviations influenced by Client behavior
  • Implemented controls to mitigate risks in the
  • Managed Client exceptions and conducted Cross-Trainings to ensure 100% site resilience.

Associate

JP Morgan
07.2014 - 10.2021
  • Managed Custody Middle Office Trade Processing with a team of 5 Analysts and Senior Processing Executives
  • Supported Transformation Projects from Java Based Desktop Applications like COSMIC to Web Based App
  • Rectified trade processing errors and provided Constructive Feedback
  • Liaised with Onshore Managers to efficiently resolve unprocessable trades
  • Managed and maintained relationships with Downstream Projects to ensure zero breaks on Settlement Dates
  • Collaborated with cross-functional teams to develop and implement strategies for improving operational efficiency
  • Assisted in the development and delivery of training programs to enhance employee skills and knowledge.

Associate

Wipro
04.2013 - 05.2014
  • Managed cash equity settlements team, ensuring timely resolution of trade issues related to booking, verification, confirmation, pre-settlement, post-settlement, and clearing breaks
  • Managed a team of 10 Analysts and Senior Analysts
  • Oversaw people management activities including conducting monthly, half yearly, and annual appraisals
  • Oversaw pre-matching of S-1 & S-2 trades
  • Conducted investigations into trade fails
  • Managed partials and pair-offs
  • Liaised with Traders and covered short positions effectively
  • Collaborated with Middle office and Front office operations for SSI amendments.

Associate

Deutsche Bank Group
01.2006 - 02.2013
  • Led cash equity settlements team, ensuring prompt resolution of trade issues related to booking, verification, confirmation, pre-settlement, post-settlement, and clearing breaks
  • Managed a team of 13 Members to ensure efficient and effective operations
  • Conducted monthly, and annual appraisals
  • Executed pre-matching procedures of S-1 & S-2 trades, investigated fails, handled partials and pair-offs, and covered short positions
  • Coordinated with Middle office and Front office operations for trade amendments
  • Implemented performance management strategies to develop talent, address 'inconsistent' performance, and maintain low attrition rates.

Skills

  • Investment Banking
  • Team Leadership
  • Custody MO & BO Operations
  • SOC Audit
  • SOP Documentation
  • Communication Skills
  • Capital and Money Market Instruments
  • Advanced MS Excel
  • People Management
  • Proficient in MS Excel and Google Sheets
  • Client Onboarding

Projects

Successfully Onboarded New Clients: Scope and Documentation review, Change Orders

Certification

Project Management Assessment - Id: DJA-B-1-523269-0

Specialization

  • SWIFT
  • FTP
  • Trade Affirmation & Platform Matching
  • Trade Validation and Enrichment
  • Trade Settlement & Fails Management



Timeline

Sr Associate

Enfusion Softech
10.2021 - Current

Associate

JP Morgan
07.2014 - 10.2021

Associate

Wipro
04.2013 - 05.2014

Associate

Deutsche Bank Group
01.2006 - 02.2013

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Shashidhar Srinivas