Shashikanth Sandiri

ROLES AND RESPONSIBILITIES:

• Client on boarding and client ongoing Monitoring.
• Checking the KYC documents received from the clients for the account opening.
• Woking with the AML-KYC management team verifies all aspects of client identification Program (CIP) and necessary account opening documents are provided and in accordance with Know Your CUSTOMER (KYC-AML).
• Transactions monitoring done for clients, checking any unauthorized transactions and collecting required documents for the purpose of transactions.
• Performing End to End KYC of periodic review in Commercial Banking.
• Reviewing all type of customer’s risk categories like PEPs.
• Transactions of customers are also being monitored when there is trigger being raised automatically.
• Collecting the identification and verification of the customer and various legal documents of the entity and performing periodical reviews for Low, Medium and High risk Customers.
• Preparation of the CDD report and processes to streamline customer risk assessment.
• Preparation of Enhanced due Diligence (EDD) report in case of clients carrying High risk and process includes monitoring the Bank transactions of the client.
• Conducting enhanced Due Diligence for various business lines on all high-risk accounts.
• Screening is done towards customer’s source of wealth and funds.
• Customer’s profile is being monitored from on boarding to ongoing.
• Negative news screening is done towards the customer profile using various applications like World Check, Lexis Diligence and Google Search.
• Performing the due diligence on new Clients, requesting the KYC information, documentation, review and verification of received documentation and making an analytical risk assessment for new Clients.
• Provide support and guidance to the banks operational areas and assist with implementation of sanctions related programs.
• Perform name screening of customers against sanctioned lists.
• Sanctions Screening to handle all the activities performed in the transactions and stop the unusual activities.
• Screening has been performed on adverse media, OFAC, PEP classification, Negative news mitigation has been done for individuals.

ADDITIONAL ACTIVITY:

• Taking Additional activities in the team and active part in team activities. I maintain the SOD and EOD reports.
• Strong understanding of daily process updates and follows the updates as per Knowledge center. Point of Contact to process related queries for the team.
• Achieving targets on productivity and accuracy with stipulated deadlines and maintaining good Email ethics and communication skills.
• Taking ownership of the assigned cases and completing the cases on time with 100% quality and creating Memos on customer profiles for missing information whichever not provided by the Relationship Manage.

ACHIEVEMENTS:

• Awarded as “BPS Star Performer Award” for maintaining Quality and Productivity.
• I have received appreciative Mails from clients for my quick response towards them.
• Received TCS gems 4 times (for best performer in Team).