Summary
Overview
Work History
Education
Skills
Websites
Accomplishments
Certification
POSITIONS OF RESPONSIBILITY
Timeline
Generic
SHAURYA SINGH

SHAURYA SINGH

Faridabad

Summary

Compliance & Finance professional with 3+ years’ experience in investment compliance, financial analysis, and risk monitoring across APAC markets. Skilled in OMS rule coding, compliance dashboards, and workflow optimization. Recognized for cross-functional collaboration and award-winning contributions to operational efficiency.

Overview

4
4
years of professional experience
1
1
Certification

Work History

Compliance Analyst

Invesco Limited
04.2022 - Current


  • Performing batch monitoring for APAC region using transaction activity and valuation reports and identifying and reporting any potential breaches.
  • Generating monthly analytics like Rule Rationalization Dashboard and Ongoing Alerts activity
  • Extracting insights from Regional Drill Down Dashboard improving overall compliance efficiency.

Compliance Administrator

Invesco Limited
04.2022 - 02.2024
  • Monitored investment restrictions and guidelines on a daily basis.
  • Learned and implemented rule coding and testing in Order Management System (OMS)
  • Recognized for exhibiting boundary less behavior by going beyond my primary roles and responsibilities towards project team and helping APAC Equity Team on the time bound activity of a Fund Launch

Intern- Real Estate and Allied Sector

Arka Fincap Limited
04.2021 - 06.2021
  • Analyzed the Real Estate and Allied Sector from a NBFC stand point.
  • Prepared Flash Notes for internal committee funding approval of two companies in the Real Estate Sector
  • Assisted in the creation of Credit Appraisal Memorandum (CAMs) for funding purposes of a company in the Real Estate Sector.
  • Prepared quarterly financial analysis for companies in Real Estate and Education sectors for the fourth quarter of FY21

Education

PGDM - Finance-Marketing

FORE School of Management
01.2022

BBA - Finance

Narsee Monjee Institute of Management Studies
01.2018

XII (CBSE) - Commerce

Apeejay School
01.2015

X (CBSE) -

Apeejay School
01.2013

Skills

  • Compliance monitoring
  • Due diligence
  • Rule Coding and Testing
  • Corrective action plans
  • Cross-functional Team Collaboration

Accomplishments

    · Unify 30/60/90 Baseline Approach Award – Cleared 2,400+ PLD workflows in 4 months.

    · I-Applaud Award – Recognized for supporting APAC Equity Fund launch beyond primary duties.

    · Pat on the Back Certificate – Resolved benchmark load issue impacting multiple accounts.

Certification

  • 2022: Published a research paper on “Herding behaviour in Indian stock market during COVID 19”.
  • 2020: Certification in Financial Markets, Yale University, Coursera.
  • 2020: Certification in Complete Financial Analyst Course, Udemy.
  • 2017: Audited CGHS claims for employees by cross-verifying employee medical bills and making corrections to discrepancies if any.

POSITIONS OF RESPONSIBILITY

2022: Co-Coordinator, FORE Sports & Cultural Division, FORE School of Management, New Delhi

Timeline

Compliance Analyst

Invesco Limited
04.2022 - Current

Compliance Administrator

Invesco Limited
04.2022 - 02.2024

Intern- Real Estate and Allied Sector

Arka Fincap Limited
04.2021 - 06.2021

BBA - Finance

Narsee Monjee Institute of Management Studies

XII (CBSE) - Commerce

Apeejay School

X (CBSE) -

Apeejay School

PGDM - Finance-Marketing

FORE School of Management

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SHAURYA SINGH