Shiroy Vapiwalla
Mumbai
Summary
- Received Champion of the Month Award at my previous organization and even received BAU Excellence Award at my current organization in the Financial year 2023-2024.
- Always strive to work in the best interests of the company.
- Strive to achieve perfection in all the tasks that I perform.
- Mindful Listening.
- Graduate in Bachelor of Management Studies Degree.
Overview
10
10
years of professional experience
Work History
SENIOR COMPLIANCE ANALYST
Nomura Services India Private Limited (Nomura Holdings INC)
MUMBAI
05.2021 - Current
- Working at Nomura as a SENIOR COMPLIANCE ANALYST in the Financial Crime Monitoring Team where we perform daily Transaction Monitoring of Incoming and Outgoing payment instructions on Eastnet's SafeWatch AML (Anti-Money Laundering) system. Joined as COMPLIANCE ANALYST and was promoted to the above position in April 2023.
- Even work on the NICE Acimize system [Advanced Watch list filtering solution (WLF)] where we perform checks on our clients (Entities and Individuals) and can seamlessly identify, manage, and mitigate customer-related risks.
- Preparing Daily, Weekly and Monthly MIS reports.
- Conducting Spot Checks as and when requested by the Clients so as to report back to the Regulators.
- Working on the The Financial Action Task Force (FATF) Recommendation 16 (R.16) Reporting. Recommendation 16 aims to improve the traceability of transactions, with the intention of preventing and detecting terrorist financing and other illicit activities.
Senior Operations Officer
VFS GLOBAL- Handled work for the South African Consulate
MUMBAI
03.2017 - 05.2021
- Checking and handling of different cases like short term, long term, and transit visa categories
- This also involves visiting the South African Consulate and interacting with the Consul General and the staff of South African Consulate in Mumbai to get the visas issued
- Handling mails and making daily, weekly, fortnightly, and monthly reports related to the issue of visas
- I have also to keep a track of the final cash accumulated at the end of the day for issuing of the visas and to consolidate it and give an account of it
- The cash accumulation is not just of the South African Mission but also of the other multiple countries for which VFS issues visas for
- Handling the Imprest Cash for miscellaneous expenses incurred by the staff and for welfare expenses
- Tallying the cash and sending the details of the expenses incurred, to the finance team along with the supporting bills for accounts clearance
- I was promoted to the post of Supervisor since 1st September, 2018
- I was leading a team of nine people
- Worked as a Senior Officer after being promoted from 1st April, 2019
- Handled the Visa work for Consulate of Turkey for a brief period.
First Advantage - U.S. based MNC
04.2014 - 05.2014
- Summer internship during Second Year BMS: April 2014 - May 2014
- First Advantage is a trusted partner to over 45,000 organizations worldwide for background screening of potential employees
- Research and mine database for potential Corporates who would be looking forward to onboard the services of First Advantage to be an integral part of their HR process for recruitment of new employees.
Education
TYBMS SEMESTER VI -
MKS COLLEGE OF COMMERCE & ECONOMICS, University of Mumbai
Mumbai, India06-2015
HSC -
R.D. National College
Mumbai, India06-2012
ICSE -
City International School
05-2010
Skills
- Proficient in MS Office
- Compliance Monitoring
Passport
Passport No L1691551
Personal Information
- Date of Birth: 12/09/94
- Nationality: Indian
Languages
- English
- Hindi
- Gujarati
- Marathi
Hobbies and Interests
- Swimming
- Cricket
Timeline
SENIOR COMPLIANCE ANALYST
Nomura Services India Private Limited (Nomura Holdings INC)
05.2021 - Current
Senior Operations Officer
VFS GLOBAL- Handled work for the South African Consulate
03.2017 - 05.2021
First Advantage - U.S. based MNC
04.2014 - 05.2014
TYBMS SEMESTER VI -
MKS COLLEGE OF COMMERCE & ECONOMICS, University of Mumbai
HSC -
R.D. National College
ICSE -
City International School
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