Shitika Tuteja

Operations Analyst

Morgan Stanley

Bangalore

06.2021 - 04.2023

Worked on 5+ regulatory and audit driven remediation projects over a span of 2 years.
As part of due diligence process, performed sourcing and analyzing client information from public sources and performing outreach for deficiencies to client, relationship manager and client management group through a standard checklist for 300+ clients.
Review of Correspondent Banking Due Diligence questionnaire for Foreign Financial Institutions {FFI} relation identifying high-risk attributes and escalating them to the compliance team for further scrutiny.
Led and managed 2 remediation projects ensuring seamless progression and timely delivery of the final outcomes as per the specified timeline. Facilitated multiple cross-functional team calls to ensure the delivery of high-quality results.
Prepared 15+ detailed templates consisting of all the necessary data required as per banking standards for the Hong Kong Professional Investors requiring outreach and updating the internal system with the same.
Proactively reached out to internal stakeholders to gather and update information, ensuring compliance with internal policies related to employee trading.
Provided comprehensive training sessions, conducted quality checks and provided insightful guidance to onboarded team members for specific projects.
Assisted and actively participated in the development of procedural documents for 4+ projects, aiming to streamline processes and enhance comprehension among team members, thereby minimizing errors.
Beyond routine responsibilities, played a key role in both the planning committee and sports committee. Organized on-floor events to foster collective engagement and collegiality among team members. Additionally, also coordinated and help organize sports tournaments, including badminton, football, and indoor games.

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