Summary
Overview
Work History
Education
Skills
Accomplishments
Additional Information
Certification
Interests
Timeline
Hi, I’m

Shivam Saxena

Compliance and Risk Analyst
Shivam Saxena

Summary

Passionately driven to excel in finance, I bring forth an analytical mindset, robust numerical aptitude, and meticulous attention to detail. Grounded in financial principles and committed to ongoing learning, I am poised to deliver expertise in financial analysis, risk management, and strategic decision-making, fostering organizational success in the finance sector.

Overview

2
years of professional experience
1
Certification
2
Languages

Work History

S&P Global

Global Outsourcing Delivery Analyst
12.2021 - 02.2024

Job overview

  • I commenced my professional journey as an associate at IHS Markit, now recognized as S&P Global, while operating under a third-party contract with Quess Corporation. In December 2022, my exceptional performance led to an offer to join S&P Global directly
  • Recognized as a valuable and accomplished resource, I was also granted a promotion as part of this transition.

Job Responsibilities :

  • Ensured tax compliance and audit readiness for CitiBank Custody through comprehensive analysis and review of tax processes and procedures.
  • Collaborated with internal stakeholders and external tax consultants to gather necessary data for tax filings, audits, and inquiries.
  • Ensuring system readiness and providing technical support to address team challenges, ensuring optimal task efficiency and effectiveness.
  • Delivering key business metrics to senior leadership and overseeing workflow management for operational continuity.
  • Conducted routine audits of delivery routes to ensure compliance with safety regulations and policies.
  • Optimized resource allocation by analyzing route patterns and adjusting staff assignments accordingly.
  • Actively participated in continuous improvement initiatives aimed at enhancing overall operational efficiency within the department.
  • Utilized advanced analytics tools to identify trends in delivery performance data; shared insights with management team to inform decision-making and strategic planning efforts.

Job overview

  • Conducted thorough reviews of federal, state, and international tax regulations to ensure adherence and identify areas for optimization.

Job overview

  • Assisted in the preparation and review of tax returns, including income tax, sales tax, and indirect tax filings.

Job overview

  • Supported tax audits by compiling relevant documentation, conducting internal assessments, and providing necessary information to tax authorities.

Job overview

  • Developed and implemented tax compliance strategies and internal controls to mitigate risks and enhance efficiency.

Job overview

  • Provided guidance and support to business units on tax-related matters, including tax planning, deductions, and credits.

Job overview

  • Stayed updated with changing tax laws and regulations, ensuring continuous compliance and proactive adaptation of tax strategies.

Bombay Stock Exchange

Market Research Analyst Intern
05.2019 - 07.2019

Job overview

  • Enhanced data accuracy by conducting in-depth market research and analysis.
  • Collaborated with senior analysts to refine existing methodologies and develop innovative approaches to problem-solving within the field of market research.
  • Presented research findings at team meetings, aiding in informed decision-making processes across departments.
  • Monitored brand performance metrics closely, identifying growth opportunities within specific markets or regions.
  • Participated in ongoing professional development opportunities, broadening skill set and staying current with industry advancements.
  • Developed a comprehensive understanding of industry dynamics by examining relevant economic factors and trends.

Education

Faith Academy Sr secondary school

Commerce With technology
03.2016 - 05.2017

University Overview

Graduated in Commerce with computer Science and Technology. Specialized in Finance and Management.

The University Of Sydney
Camperdown

Master's in Finance And Business Analysis from Finance And Business Technology
04.2001

GGSIP University

B. Com (H) F&I Majors from Finance And Investment
08.2018 - 05.2020

University Overview

Specialized in Finance and Investment Analysis.

  • Honours [3rd Semester, 2019]
  • Ranked 5th in class with an aggregate percentage of 80%

Skills

    Variance Analysis

Project Management

Trend modeling

Regulatory Compliance

Business Intelligence

Statistic analysis

Data Modeling

Financial statements expertise

Risk Analysis

Forecasting ability

Analytical Thinking

Predictive Analytics

Problem-solving abilities

Decision-Making

Accomplishments

    National Australia Bank (NAB):
    - Strategized tax rate pool and structure setup to optimize withholding tax rates for client funding.
    - Implemented compliance procedures in alignment with client specifications and contractual agreements.
    - Presented comprehensive project metrics and workflow management reports to senior management.
    - Collaborated with IRS to navigate complexities and advise clients on reduced tax rates, ensuring seamless funding transitions.
    - Conducted remediation of onshore and offshore accounts within the capital structure framework.
    - Provided tailored solutions for efficient tax reporting, facilitating smooth funding transitions.
    - Project involvement also extended to other entities such as QBE, Blackrock, Six Sis, UBE, and UBS.

    Additional Responsibilities:
    - Orchestrated structuring of Cash Accounts, CGML (Citigroup Market Limited) Accounts, Sanction Accounts, and Direct/Indirect US accounts as part of validation and remediation processes.

Additional Information

- Led diverse student organizations, showcasing adept team management, event coordination, and community impact.
- Engaged in impactful volunteer work, orchestrating donation drives and supporting local nonprofits.
- Honed persuasive public speaking skills, earning recognition for articulate communication.
- Awarded Most Valuable Player in a prestigious cricket tournament, demonstrating prowess in batting, bowling, and leadership.
- Attained School Champion title in badminton, symbolizing agility, technique, and strategic prowess.
- Captained cricket and badminton teams, fostering teamwork, communication, and success.

Certification

Securities Operations and Risk Management

Interests

Problem Solving

Gaming

Finance and Economics

Trading

Fitness

Music and Movies

Timeline

Global Outsourcing Delivery Analyst

S&P Global
12.2021 - 02.2024

Securities Operations and Risk Management

01-2020

Market Research Analyst Intern

Bombay Stock Exchange
05.2019 - 07.2019

GGSIP University

B. Com (H) F&I Majors from Finance And Investment
08.2018 - 05.2020

Faith Academy Sr secondary school

Commerce With technology
03.2016 - 05.2017

The University Of Sydney

Master's in Finance And Business Analysis from Finance And Business Technology
04.2001
Shivam SaxenaCompliance and Risk Analyst