Results-driven finance professional with over 4 years of experience in U.S. Capital Markets and Prime Brokerage Operations. Proven expertise in margin management, risk assessment, and client reporting, with a deep understanding of FINRA regulations. Recognized for process ownership, cross-functional collaboration, and automation initiatives. Eager to leverage strong capital markets knowledge and operational experience for roles in Investment Banking, Equity Research, or Private Equity.
Hi, I’m
SHIVANI GIRISH
Bengaluru
Summary
Overview
4
years of professional experience
Work History
Wells Fargo
Senior Institutional Investment Operations Representative
03.2025 - Current
Job overview
- Manage start-of-day margin processes across derivative products and exchanges, including Reg-T, FINRA 4210, and Portfolio Margining frameworks.
- Lead transaction support for high-value clients, including intraday journals and regulatory adjustments.
- Support U.S. onshore teams with analytical reports and client call metrics.
- Collaborate with the front-office during volatile market conditions to ensure compliance and operational continuity.
Wells Fargo
Institutional Investment Operations Representative
08.2023 - 03.2025
Job overview
- Monitored margin requirements and ensured client compliance with regulatory standards.
- Generated daily and periodic reports including Day-over-Day Equity Change, Unpriced Positions, and MCBI Reconciliations.
- Liaised with middle-office, trade processing, and client-facing teams to ensure margin alignment and timely issue resolution.
Wells Fargo
Associate Commercial Loan Servicing Representative
04.2021 - 08.2023
Job overview
- Reconciled RMBS data and ensured timely and accurate reporting.
- Took ownership of critical production reports and cross-trained on CLO categorization and monthly fund disbursals.
- Supported multiple ancillary processes with attention to detail and consistency.
Education
Symbiosis College of Arts and CommercePune, Maharashtra
B. Com ( Hons.) from Banking And Finance
06.2019
University Overview
Kulapati Munshi Bhavans Vidya MandirThrissur, Kerala
Class XII from Commerce
05.2016
University Overview
Skills
- Microsoft Office Suite
- Financial Reporting
- Alteryx (Basic)
- Data Reconciliation
- Risk Management
- Logical Reasoning
- Strong Communication
- Problem Solving
- Critical Thinking
Accomplishments
Accomplishments
- Trained new team members on SOD, EOD, and mid-day report generation and interpretation.
- Conducted technology and automation testing using Alteryx, improving daily process efficiency.
- Authored 10+ SOPs within the first year, standardizing key operational tasks.
Timeline
Senior Institutional Investment Operations Representative
Wells Fargo
03.2025 - Current
Institutional Investment Operations Representative
Wells Fargo
08.2023 - 03.2025
Associate Commercial Loan Servicing Representative
Wells Fargo
04.2021 - 08.2023
Symbiosis College of Arts and Commerce
B. Com ( Hons.) from Banking And Finance
Kulapati Munshi Bhavans Vidya Mandir
Class XII from Commerce
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