SHIVANI SINGH

Roles and Responsibilities -

• Conduct comprehensive CDD reviews for business banking and commercial banking clients, ensuring compliance with AML, KYC, regulatory requirements and other internal policies.
• Utilized screening tools and platforms such as Pega, Moody's Analytics, GSV/ISV, Royal Mail and external sources to mitigate potential risks related to financial crime.
• Prepared detailed reports on findings and recommendations, presenting them to senior management.
• Assessed risks associated with adverse media, transactions and providing actionable insights to senior management. Moreover, reporting suspicious activities to relevant compliance teams promptly.
• Worked on screening risks, non-screening risks, and out-of-policy cases for commercial and business banking customers with hands-on experience in multiple projects such as KOR, Data Feedback Loop (DFL), and currently working in SILR

Achievements -

• Trained analysts on EDD methodologies and regulatory compliance practices, fostering a culture of continuous improvement and knowledge sharing.
• Contributed to the enhancement of CDD procedures and policies, incorporating industry best practices and regulatory updates.
• Achieved a 10% reduction in processing time by implementing process improvements identified through data analysis.
• Commended by supervisors for diligence and attention to details in reviews.