Ms Office
Shreeya Dongre
Client Data Specialist III
NAGPUR
Summary
Accomplished Client Data Specialist III at JP Morgan Chase, adept in KYC & AML compliance, with a proven track record in executing end-to-end KYC renewals across EMEA. Leveraged analytical skills to enhance risk assessment and mitigation, ensuring regulatory compliance. Collaborated effectively with cross-functional teams, achieving a good success rate in timely resolution of escalations.
Overview
1
1
year of professional experience
1
1
Certification
3
3
Languages
Work History
Client Data Specialist III
JP Morgan Chase Bank
Bengaluru
08.2024 - Current
- Performed periodic, end-to-end KYC renewals for JP Morgan’s corporate clients across the EMEA region, ensuring adherence to internal Global Financial Crimes Compliance (GFCC) standards and regulatory requirements.
- Conducted KYC on a diverse range of legal entities including Publicly Traded Companies (PTCs), Non-Operating Holding Companies (NOAHs), Non-Banking Financial Institutions (NBFIs), and Trusts.
- Executed Customer Identification Program (CIP) verification and performed risk-based screening against global sanctions, PEP lists, and adverse media using internal and third-party tools.
- Conducted Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) on high-risk clients, including analysis of source of wealth/funds, ownership structures, and geographic exposure.
- Identified and escalated potential AML red flags and risk indicators to the GFCC Investigations team in line with JP Morgan's escalation protocols and suspicious activity monitoring procedures.
- Compiled and documented Anti-Money Laundering Risk Summaries (AMLRS), applied appropriate due diligence levels (Simplified, Standard, Enhanced), and ensured all findings were recorded in line with audit and regulatory expectations.
- Collaborated with Compliance, GFCC Investigations, and Line of Business partners to ensure timely resolution of escalations and continuous adherence to firm-wide financial crime policies.
Education
MBA - Finance
Sant Gadge Baba Amravati University
Amravati, India 04.2001 -
Bachelor of Commerce - Accounting And Finance
Rashtrasant Tukadoji Maharaj Nagpur University
Nagpur 04.2001 -
High School Diploma -
Dr. Ambedkar College Nagpur
Nagpur 04.2001 -
Skills
KYC & AML Compliance
End-to-End KYC Renewals
Customer Identification Program (CIP) Verification
Customer Due Diligence (CDD) & Enhanced Due Diligence (EDD)
Transaction Monitoring & Data Analysis
Case Management & Documentation
Suspicious Activity Reporting & Escalation
Regulatory Compliance (USA PATRIOT Act, Global AML Standards)
Quality Assurance & SLA AdherenceRisk Assessment & Mitigation
Screening for Politically Exposed Persons (PEPs)
Sanctions & Watchlist Screening
Data verification
Teamwork and collaboration
Active listening
Multitasking Abilities
Software
Outlook, Word, Excel, Powerpoint
Certification
Anti Money Laundering Concept - KYC, AML, Compliance
Timeline
Client Data Specialist III
JP Morgan Chase Bank
08.2024 - Current
MBA - Finance
Sant Gadge Baba Amravati University
04.2001 -
Bachelor of Commerce - Accounting And Finance
Rashtrasant Tukadoji Maharaj Nagpur University
04.2001 -
High School Diploma -
Dr. Ambedkar College Nagpur
04.2001 -
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