Sr. Manager – Legal and Compliance
CoinDCX
- Created templates for various type of agreements that decreased hands on review time and increased consistency and accuracy of the contract markup
- Provided legal advice to the team on a) regulatory and compliance matters b) New product initiative and evolving features
- Represented the Company in administrative investigation (Income Tax, Enforcement Directorate, Cyber Crime) and conducted internal training session on the gaps identified, engage teams to work on the gaps and maintain remediation sheet
- Time to time compiled a list of risk indicators examined in each of the verticals
- Examine the concerns, the type of required action, and the implications and assign it to the appropriate teams for implementation or action
- Provide supervision to external counsels assisting the Company with their specialized legal services
- Review and proofread documents and correspondence to ensure compliance with rules and regulations
- Closed LDD for $135.9 million series D fund raise
- Constant top performer in the entire tenure
- Maximized compliance teams’ efficiency by drafting standard procedure for onboarding enterprise and retail accounts onboarding
- Assisted in revamping the KYC procedure
- Draft various undertakings templates for users in line with the KYC and AML guidelines
- Drafted KYC, AML guidelines and other compliance manuals
- Created procedure for edge cases such as EDD documents are not sufficient, duplicate KYC in multiple accounts, identity theft, fake re-KYC etc
- Assist the team in defining the rules for ongoing monitoring, part of AML guidelines.
