Summary
Overview
Work History
Education
Skills
Awards
Timeline
Generic
Shridarshan Kate

Shridarshan Kate

Bangalore

Summary

Seasoned professional with several years of experience analyzing client relations and company contracts. Liaised with clients to understand needs, and review contract details and performance quality, collaborating with company and outside managers, and reporting to executives to cultivate constant improvement in business conduct. Dedicated to business relationship optimization through comprehensive client understanding.

Overview

11
11
years of professional experience

Work History

KYC Analyst

J P Morgan and Chase Co
Bangalore
12.2019 - Current
  • Manage LOB Escalation, Pipe line of incoming cases, Ensuring Prioritization, and timely execution
  • Assign and conduct ongoing formal testing of completed worked case of 2-eye tasks with in the team
  • Host daily huddle to discuss previous days quality report of any new scenarios or errors
  • Preparing MI report and arranging for daily stake holders call for the # of Cases QC’ed by the QC team and presenting graph daily weekly and monthly basis for the QC pass/fail trend analysis
  • Review the quality of completed cases to a pre-defined QC check list based on LOB quality standards
  • Ensuring quality testing is performed within the agreed time lines for the priority requests with highest quality standards
  • Presenting findings via formulized QC feedback checklist via email, to track and monitor the required remediation
  • Leading process improvements and other initiatives: Tool improvements implemented in collaboration with Engineering team, designed Share Point form
  • Leading calibration call with LOB stakeholders: Preparing daily MI report and presenting weekly/monthly graph representing on QC pass/fail trend analysis (types of remediations identified)
  • Based on QC Trend analysis reports, recommending training and mentoring buddy for the analyst
  • SME and process trainer to Bangalore team, manage day-to-day questions/queries to provide extended support in all activities
  • Working on stretch assignments in addition to usual BAU
  • Key SME to transit the process from UK to India
  • Performed the required Due Diligence on Negative media links (Newspapers, blogs, registry websites, Lexis Nexis) to validate the information on hit on 3 key area’s: Negative media, PEP and Sanctions
  • Performing addition due diligence on PEP RCA or Sanctioned individuals to understand if the hit information True Positive or False positive
  • Post performing validation on the Negative media/PEP hit/Sanctioned individual; providing Risk Based Decision, if CLS information is matching to our customer (Escalation to GFCC) or providing disposition
  • Liaised with Extended CLS team to bridge gaps in process

Senior Team Member

J P Morgan and Chase Co
Bangalore
05.2018 - 12.2019
  • Verification of all aspects of Client Identification Program (CIP) and identifying and verifying entity details, performed Customer Due Diligence (CDD) for Hong Kong, Singapore, United Kingdom, United States, Australia and Germany Region for Periodic Review (PR) from various public domain such as Annual Reports, Registry, Internal Repository Documents and Bloomberg
  • Investment banking KYC, performing customer due diligence (CDD), and periodic review on India investment banking clients.
  • Performing outreach to Sales Representatives for Beneficial ownership forms
  • Extracting and performing review on documents from KYC Registration Authority, India

Team member

TCS - Deutsche Bank
08.2014 - 05.2018
  • Performed Reverse Screening in RDC (Regulatory Data Corp) on Entities and Individuals for validating Negative News hit for US clients
  • Verification of all aspects of Client Identification Program (CIP) and identifying and verifying entity details, performed Customer Due Diligence (CDD) and Local Due Diligence (LDD) for Hong Kong, Singapore, United Kingdom, United States, Australia and Germany Region for Periodic Review (PR) from various public domain such as Annual Reports, Registry, Internal Repository Documents and Bloomberg
  • Performed Negative Screening and Namely Screening on entities/IBO entity and individuals (UBO, Legal Representatives, and Authorized Signatory) on PCR (Norkom), LexisNexis, RDC (only for US entities and individuals)
  • Identification of accurate risk rating for entity, also identify politically exposed persons (PEP) and his Related Close Associates (RCA’s) through screening tools: PCR, RDC, LexisNexis and google search

Education

BBA - Accounting And Finance

Bangalore University
07-2014

Skills

  • Demonstrated business acumen in managing operations effectively
  • Established and maintained effective relationships with direct reporters and senior management
  • Strong analytical and problem-solving abilities
  • Risk assessed decision making
  • Risk assessment
  • Negative screening
  • Data analysis
  • Customer identification
  • KYC compliance
  • Due diligence
  • Performance reporting
  • Team leadership
  • Training and mentoring

Awards

  • Team Award, J.P Morgan Chase & Co., Quick Service Delivery
  • Recognition, Financial Crimes and Demographics, For executing remediation project and Peer to Peer recognition.

Timeline

KYC Analyst

J P Morgan and Chase Co
12.2019 - Current

Senior Team Member

J P Morgan and Chase Co
05.2018 - 12.2019

Team member

TCS - Deutsche Bank
08.2014 - 05.2018

BBA - Accounting And Finance

Bangalore University

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Shridarshan Kate