Overview
Work History
Education
Skills
Languages
Systems Knowledge
Timeline
Generic
Shweta Sirohi

Shweta Sirohi

Overview

10
10
years of professional experience

Work History

Senior Analyst

KPMG Global Services
10.2022 - Current
  • Ensured Due Diligence is performed on periodic renewal clients to comply with Know Your customer Regulations.
  • Review of documentation for all entities types for investment banks as per policy/ jurisdiction for all KYC/CDD/EDD documentation and raising request for information/document required as per the procedure, identifying PEP and raising for EDD.
  • Performing End to End KYC by extracting information from external sources, reaching out to client on Outstanding requirements and completing KYC refresh.
  • Developed expertise in the firms AML/Customer identification Due Diligence Policies.
  • Review ownership (BO) and key controller according policy and screen for sanctions and Adverse media
  • Respond to requests for information regarding appropriate KYC documents by conducting the necessary due diligence review per the risk categorization.
  • Undertaking AML checks to ensure adherence to all compliance policies, procedure and regulatory obligations.
  • Performing the KYC checks on individuals and entity using (i.e., Lexis/Nexis, World Check, Dun and Bradstreet,Bankers, ACRA, ICRIS) etc.
  • Coordinate with Client developing client experience, & Sales ensuring to meet regulatory timelines & adhere to strict quality guidelines.
  • Performing the role of SME in the team and assisting New Joiners to have a brief on Policies and Procedure.
  • Handled team allocations, day to day queries and Quality checks for a team of 8 KYC analysts
  • Handled the regional reactivation team responsible for resuming critical live trades

Analyst

AXA XL
05.2016 - 11.2019


  • One of the members of the CAT Modelling team handling non-Lloyds with responsibility of providing the fair picture of the AAL's to the underwriters using various analytical tools
  • In addition to this working on various monthly reports and the presentations to the on-shores and the corresponding team and working together for the betterments in the process.
  • Playing the vital role to support th e operational functions for the Property/ casualty/ specialty segment (Risk Modelling, various reports like Annual Average loss ratio reports, accumulation reports, Modelling Overview form, Final Exposure via Risk Link and RMS v15).
  • Responsible for analysis to provide support to the underwriting services for the Underwriters in US, UK and other parts of world for XL Insurance, P&C and specialty segment market in U.K. and Australia regions.
  • Using various CAT tools such as Risklink, Risk Browser, Frames and Genius for modelling purpose.
  • Mapping and Geocoding of locations for accurate exposure results and calculation of loss amount and premium for the policy.
  • Develop relevant audit program and procedures including the risk and control matrix and doing quality checks on daily basis for multiple accounts for young analysts.
  • Conducting process trainings and mentor the young analysts within the practice an actively encourage team members to contribute ideas
  • Preparing of monthly/weekly reports and presenting the same to the onshore partners and staff managers containing risk assessment t reports and suggesting the applicable control mechanism.
  • Support knowledge, sharing efforts and continually improve processes so that team can capture and leverage knowledge.

Data Analyst

KPMG Global Services
12.2013 - 06.2015
  • Key member of KCRC team includes to perform KYC on corporate clients for The RBS Group in order to understand the regulatory procedures and fulfill KYC requirements for various customers and check compliant with the Anti-Money Laundering laws set by the financial regulators of their country and how risky it is for the bank to continue having them as their client.
  • Provide assistance in dealing with regulatory inquiries in terms of AML, KYC, CDD & EDD (Enhance due diligence) for big company houses.
  • Enabling our client to respond to the challenges put to them in a comprehensive and coherent manner, presenting the facts of the case clearly to set out their position. • We assist our client to re-mediate client file or population of transactions when issues have arisen and assist in repositioning the existing system and control in place to ensure that the same issues do not arise in future.
  • Verifying the KYC form of the customers, identifying business segmentation, Risk assessments, fulfilling global & country uplifts requirement and completion of AML questionnaire.
  • Reviewing and screening the client business activities to highlight true hits for re balancing Purposes.
  • Commentary as per the need and requirement of the client through various market tools- Bloomberg, One source, Lexis Nexis, Dun & Bradstreet, World Check. Therefore, good working knowledge of mention research tool.

Education

MBA- Finance -

Jaypee Business School, Noida
05.2013

B.B.A -

Guru Gobind Singh Indraprastha University, Delhi
05.2011

Skills

  • Risk assessment
  • Regulatory Compliance
  • Anti-Money Laundering
  • Team work
  • Time Management
  • Business Requirements
  • Regulatory Reporting Requirements
  • Process enhancement

Languages

English
English

Systems Knowledge

  • Advance Ms Excel and Power Point
  • Basic Knowledge of MS Access
  • Risk Calculation Tools
  • Research Tools

Timeline

Senior Analyst

KPMG Global Services
10.2022 - Current

Analyst

AXA XL
05.2016 - 11.2019

Data Analyst

KPMG Global Services
12.2013 - 06.2015

MBA- Finance -

Jaypee Business School, Noida

B.B.A -

Guru Gobind Singh Indraprastha University, Delhi

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Shweta Sirohi