Summary
Overview
Work History
Education
Skills
Accomplishments
Languages
Extra-Curricular Activities
Timeline
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Shweta Tamoli

Jaipur

Summary

Dedicated professional with over 6 years of experience in the banking and investment sector. Seeking a challenging role that allows me to leverage my organizational abilities, set and achieve strategic goals, and apply my expertise in corporate assessment. Committed to continuous growth and contributing to the success of the organization while expanding my professional capabilities.

Overview

8
8
years of professional experience

Work History

Senior Regulatory Operations Analyst

DEUTSCHE BANK
10.2024 - Current
  • Consistently meeting Key Performance Indicators (KPIs) as expected.
  • Preparing reports for senior management on manual postings and updates of various SLS and TLM entries.
  • Conducting sanctions and embargo payment screening for SWIFT MT messages and ISO 20022 MX formats, including Pacs.008, Pacs.009, and Pacs.004.
  • Ensuring all high-priority and sensitive client checks are completed accurately and promptly.
  • Ensuring end-of-day (EOD) transparency and accuracy in payment transfers.
  • Taking on additional responsibilities, including issue resolution and providing process training and guidance to new users.
  • Monitoring and ensuring timely completion of all mandatory training requirements.
  • Developing documentation to support staff KPI calculations.
  • Assisting the supervisor and team members in maintaining system efficiency and performance.
  • Investigating and resolving alerts, running queries, and analyzing records to support system maintenance and issue resolution.

Regulatory Operations Analyst

DEUTSCHE BANK
06.2023 - 09.2024
  • Processing RFIs in accordance with Business-As-Usual (BAU) procedures.
  • Possess extensive experience in SWIFT messaging, including MT103, MT202, MT202 COV, MT192, MT195, MT196, and MT199.
  • Managing various CINQ baskets such as EC, Additional, Return & Recall, Block & Rejects, and Re-effecting of Payments.
  • Executing payment clearances based on the latest ISO 20022 standards, utilizing both MT and MX formats.
  • Handling queries through two generic mailboxes: personal and team-based, ensuring timely and accurate resolution.
  • Performing high-value and priority checks, along with daily task execution in coordination with Reporting Team 1 – OFAC.

Regulatory Operations Analyst

DEUTSCHE BANK
10.2021 - 06.2023
  • Direct handling of customer and trade-related transactions.
  • Performing transaction filtering, monitoring, and regular client screening activities.
  • Conducting sanction screening for ISO-compliant payments and related investigations.
  • Strong understanding of SWIFT messaging and global payment systems.
  • Carrying out Level 1 payment reviews and approvals, coordinating with relevant risk units (e.g., individual names, companies, vessels), and escalating discrepancies to the Level 2 team for further action.

Executive

MOTILAL OSWAL FINANCIAL SERVICE LIMITED
12.2020 - 10.2021
  • Generating various MIS and ad hoc DSS reports for senior management.
  • Daily coordination and follow-ups with internal teams to ensure timely dissemination of BND MIS.
  • Supporting and promoting mutual fund business initiatives across PAN India.
  • Organizing and facilitating regular training sessions, review meetings, and preparing Minutes of Meetings (MoM) for senior leadership.
  • Initiating, coordinating, and managing PAN India-level contests to promote Mutual Fund SIP investments.
  • Managing three generic email inboxes—Personal, OMNI Help Desk, and Dashboard—for efficient query resolution.
  • Processing redemption and cancellation requests on behalf of clients via BSE until 3:00 PM IST, with proper follow-ups to ensure completion.
  • Coordinating the distribution of contest winner EDMs, certificates, and Amazon vouchers across the network.

Process Associate

QUESS CORP LIMITED
03.2020 - 11.2020

Company Overview: (Client – Deutsche Bank)

  • Generated and delivered various MIS and ad hoc DSS reports to senior management.
  • Monitored message flow (inbound/outbound) within the bank using the FMS application (NPI & CBT Bridge).
  • Worked extensively on key applications such as FMS, SAG, RMA, and FIPS.
  • Ensured timely and accurate MIS distribution through daily coordination with cross-functional teams.
  • Managed both STP (Straight Through Processing) and Non-STP message traffic.
  • Identified BIC codes and added them to the system, including conducting message testing.
  • Maintained and updated dashboards daily, flagging message errors to internal teams and clients.
  • Prioritized and acted on SWIFT message types (MT) based on urgency and business impact.

Management Trainee (Finance/HR)

KARVY STOCK BROKING LTD
06.2019 - 08.2019

Company Overview: Internship
Completed a 2-month internship focused on gaining a comprehensive understanding of stock market operations, including intraday and delivery-based trading.

Key Responsibilities & Learnings:

  • Provided office coordination support and collaborated effectively with staff.
  • Conducted in-depth analysis of various IPOs and offered well-researched investment recommendations.
  • Gained practical exposure to stock index trading on NSE and BSE platforms.
  • Engaged in client interactions, contributing to customer satisfaction through responsive communication and support.

Senior Sales Executive/ Office Coordinator

MENTOK HEALTH CARE PVT. LTD
10.2017 - 05.2018

Experience Summary – Medical/Surgical Equipment Manufacturing (6+ Months)
Gained hands-on experience in a wide range of functions, contributing both as a team member and team coordinator within a short span of six months.

Key Responsibilities:

  • Prepared and delivered various MIS and ad hoc DSS reports for senior management.
  • Conducted daily follow-ups and coordinated with multiple teams to ensure timely MIS flow.
  • Maintained and updated operational dashboards on a daily and weekly basis.
  • Oversaw administrative tasks, including assignment planning and execution.
  • Managed routine data entry and ensured accuracy across records.
  • Provided effective office coordination and staff support to maintain workflow efficiency.

Education

MBA - Finance / HR

Rajasthan Technical University KOTA
10.2024

M.com - ABST

University of Rajasthan

B.com - undefined

University of Rajasthan

12th - CBSE

Shri Bhawani Niketan Public School

10th - CBSE

Shri Bhawani Niketan Public School

Skills

  • Sanction & Embargo Screening
  • Transaction Monitoring
  • Anti Money Laundering
  • Regulatory Compliance
  • Trade Finance (Mutual Funds)
  • Process updates
  • Operational efficiency
  • Workflow optimization
  • Reporting
  • Operations research

Accomplishments

  • Played kho-kho at District Level (CBSE)
  • Played kho-kho at State / National Level (CBSE)
  • Won many Interschool Tournaments.
  • Acknowledgment of my performance, from Deutsche Bank I received the Employee Excellence Award (RNR) in 2023.

Languages

English
Hindi

Extra-Curricular Activities

Participate in Ad-Venture, Treasure Trove activity 'ENVISION' 2018. Organized by ST. Xavier's College Jaipur.

Timeline

Senior Regulatory Operations Analyst

DEUTSCHE BANK
10.2024 - Current

Regulatory Operations Analyst

DEUTSCHE BANK
06.2023 - 09.2024

Regulatory Operations Analyst

DEUTSCHE BANK
10.2021 - 06.2023

Executive

MOTILAL OSWAL FINANCIAL SERVICE LIMITED
12.2020 - 10.2021

Process Associate

QUESS CORP LIMITED
03.2020 - 11.2020

Management Trainee (Finance/HR)

KARVY STOCK BROKING LTD
06.2019 - 08.2019

Senior Sales Executive/ Office Coordinator

MENTOK HEALTH CARE PVT. LTD
10.2017 - 05.2018

M.com - ABST

University of Rajasthan

B.com - undefined

University of Rajasthan

12th - CBSE

Shri Bhawani Niketan Public School

10th - CBSE

Shri Bhawani Niketan Public School

MBA - Finance / HR

Rajasthan Technical University KOTA
Shweta Tamoli