Summary
Work History
Education
Skills
Certification
LANGUAGES KNOWN:-
Timeline
Generic

Siddhi Ghule

Mumbai

Summary

An MBA graduate with 1.5 years of experience in equity and derivatives trading, operations, and NRI client servicing at Yes Securities. Proven skills in trade execution, client relationship management, and regulatory compliance. Expertise in reconciliations and settlements, with strong knowledge of market operations and client onboarding. Seeking to transition into an operations role to apply analytical skills and attention to detail in a structured financial environment.

Work History

Financial Advisor - Dealing & Operations

Yes Securities
Mumbai
04.2024 - Current
  • Executed and monitored over 10,000 equity and derivative orders for NRI and HNI clients, ensuring 100% compliance with SEBI guidelines.
  • Achieved a 10% increase in client engagement over a year through proactive trade support and personalized portfolio reviews.
  • Assisted in daily reconciliation of trades, ledgers, and client holdings, maintaining zero error tolerance in settlements.
  • Supported the front office dealing desk with real-time trade execution and the client KYC process.
  • Collaborated with back office and compliance teams to resolve trade discrepancies.

Relationship Associate

Greenedge Capital Advisors private ltd
Mumbai
05.2023 - 07.2023
  • Monitored client satisfaction through surveys, implementing improvements based on feedback results.
  • Managed portfolio of client accounts to ensure high satisfaction and loyalty levels.
  • Conducted door-to-door sales as a Relationship Advisor, focusing on client acquisition and retention.
  • Promoted mutual fund products, explaining investment benefits while building trust-based relationships.
  • Consistently achieved sales targets through effective communication and personalized financial advice.

Education

MBA - Finance

Aditya Institute Of Management Studies & Research
Mumbai
04-2024

Bachelor of Commerce - Accounting And Finance

S.I.E.S College of Commerce & Economics
Mumbai University
04-2021

HSC - Commerce

SNDT Women's College, Matunga
Maharashtra State Board
02-2019

SSC - SSC

Shreevallabh Ashram English Medium School
Maharashtra State Board
03-2017

Skills

  • Teamwork and coordination
  • Client relationship management
  • Effective communication
  • Compliance adherence
  • Time management
  • Equity operations

Certification

  • NISM 8 - Equity Derivatives
  • NISM 7 - SORM (Securities of Operations & Risk Management)
  • NISM 5A - Mutual Fund Distributor
  • Chartered Financial Expert (CFX Course)
  • MS-CIT, MS Office, Tally Prime, Tally ERP 9, Advance Excel

LANGUAGES KNOWN:-

  • ENGLISH
  • MARATHI
  • HINDI

Timeline

Financial Advisor - Dealing & Operations

Yes Securities
04.2024 - Current

Relationship Associate

Greenedge Capital Advisors private ltd
05.2023 - 07.2023

MBA - Finance

Aditya Institute Of Management Studies & Research

Bachelor of Commerce - Accounting And Finance

S.I.E.S College of Commerce & Economics

HSC - Commerce

SNDT Women's College, Matunga

SSC - SSC

Shreevallabh Ashram English Medium School

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Siddhi Ghule