Smrithy Krishna A.S

Compliance, AML & KYC Analyst | Financial Crime Prevention | Regulatory Reporting

Collaborated with cross-functional stakeholders and subject matter experts across Enterprise Technology, Risk Management, and business functions to align compliance initiatives with organization strategy and objectives.

Designed, implemented, and maintained internal controls to mitigate identified compliance and technology risks, ensuring complete and audit-ready documentation.

Supported annual internal and external audits

Led and supported remediation of audit findings, compliance gaps, and control deficiencies through corrective action plans and continuous improvement initiatives.

Provided subject matter expertise on technology risk, governance, and compliance controls to leadership and cross-functional teams.

Monitored changes in regulatory and compliance requirements, assessed impact on technology operations, and supported implementation of updated compliance strategies.

Analyzed compliance data to identify risk trends, control weaknesses, and improvement opportunities, supporting risk-based decision making.

Prioritised compliance initiatives based on risk assessments and business impact to strengthen overall compliance posture.

Utilized Microsoft 365 tools including Excel, SharePoint, Planner, and Power BO to track controls, audits, remediation actions, and reporting.

Built and maintained strong relationships with authority to support large-scale compliance and risk management programs.

Translated complex regulatory and technical compliance requirements into clear, actionable guidance for diverse audiences.