Sneha Sharma
Summary
A certified Anti- Money Laundering Specialist(CAMS) and a dynamic banking professional with 7 plus years of experience specializing in KYC and AML compliance. Proven track record in risk assessment and team leadership, enhancing service quality and productivity. Skilled in transaction monitoring and red flag identification, coupled with strong communication abilities to foster effective collaboration.
Overview
8
8
years of professional experience
1
1
Certification
Work History
Deputy Manager-II
ICICI Bank
02.2023 - Current
- Liaising with team members, stakeholders and vendors to coordinate activities, provisioning, environment setup, risk mitigation and follow-up.
- Provide end-to-end KYC services for personal accounts and corporate entities.
- Conversant of AML by observing sequence and trends of transactions in the account via inward and outward remittances
- Perform due diligence on new and existing clients covering a wide range of different client types
- Perform EDD check and risk rating of customers getting incoming wire transfer
- Experience in handling of foreign exchange transactions for 15+ branches
- Responsible of handling team members queries regarding process of cross border transactions.
- Deal with array of customers (NRIs, majorly based in North America , Europe and Asia continent ) with regards to their KYC, their account related needs and queries.
Deputy Manager
Kotak Mahindra Bank
07.2021 - 01.2023
- Lead a high performing team of 10 professionals and made them well versed with banking compliance and service quality and handled conflict management thereby enabled effective teamwork and maximum productivity.
- Responsible for ensuring compliance checks as per the audit standards and service quality check
- Handled identification of red flags and unusual transactions in customers' account
- Responsible for drafting STR to Bank's internal Transaction Monitoring Unit's(TMU)with-in TAT by following best practice from thorough investigation of customer's account to Customer's point of verification (CPV)
- Performed proper customer identification, due diligence and risk assessment , ongoing due diligence and EDD of branch's customers
- Settlement of outward and inward remittances
- Performed reconciliation of transactions according to the bank's procedures
Assistant Manager
HDFC Bank
05.2017 - 07.2021
- Improved customer satisfaction by addressing and resolving complaints promptly.
- Responsible for provide first point of contact for customers' KYC and other banking related requests.
- Supervise all type of transactions for customers within the prescribed daily limits
- Performed day to day Foreign outward remittances in around 26 currencies
- Managed cash transactions in the branch including cash receipts, deposits, and payments etc.
Education
MBA - Finance
Institute of Marketing And Management
B.A. (Prog) - Materials Management
College of Vocational Studies, Delhi University
Skills
- AML
- KYC
- EDD
- SAR
- Transaction Monitoring
- RFI
- Red Flag identification
- Behaviour Detection Run(BDR)
- Risk Assessment
- Risk Mitigation
- Correspondent Banking
- Cross Border Transactions
- Team handling
- Strong Communication
Certification
- Certified Anti- Money Laundering Specialist (CAMS) from ACAMS
- Foundation course in Anti- Money Laundering and KYC – India by ICICI Bank
- Excel Fundamentals for Data Analysis By Coursera
Additional Information
Tools :
- Lexis Nexis
- Fircosoft
- Omniflow
- World Search
- CRM
- Finacle
- NRS- Remittance Software
Timeline
Deputy Manager-II
ICICI Bank
02.2023 - Current
Deputy Manager
Kotak Mahindra Bank
07.2021 - 01.2023
Assistant Manager
HDFC Bank
05.2017 - 07.2021
MBA - Finance
Institute of Marketing And Management
B.A. (Prog) - Materials Management
College of Vocational Studies, Delhi University
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