Sonali Sharma
Compliance Consultant
Ahmedabad
Summary
Dynamic compliance professional with extensive experience at Ravi Kapoor and Associates, adept at implementing robust monitoring systems and enhancing regulatory adherence. Proven skills in auditing and research proficiency, coupled with strong leadership abilities, have driven successful compliance initiatives and fostered a culture of awareness across organizations.
Overview
5
5
years of professional experience
Work History
Senior Compliance Consultant
Ravi Kapoor and Associates
04.2023 - Current
- Advised senior leadership on risk mitigation strategies related to mergers, acquisitions, and other significant transactions involving regulated entities.
- Implemented robust monitoring systems that ensured ongoing adherence to regulatory requirements.
- Conducted regular reviews of existing policies, identifying areas for improvement and ensuring alignment with industry best practices.
- Collaborated with stakeholders across the organization to develop practical solutions addressing identified gaps in compliance efforts.
- Coordinated cross-functional teams to ensure proper execution of compliance-related projects and initiatives.
- Designed targeted training programs for employees to promote awareness of key compliance issues and requirements.
Marketing Manager
Cosmos Castle International School
04.2021 - 03.2023
- Boosted brand awareness and generated leads while managing internal and external marketing campaigns and programs.
- Managed budgets, allocating funds strategically towards high-impact initiatives that supported overall business goals.
- Boosted sales performance through the creation of engaging promotional materials and targeted advertising strategies.
- Increased brand awareness by developing and implementing strategic marketing campaigns.
- Improved customer loyalty by implementing effective email marketing campaigns and personalized offers.
- Mentored junior team members, providing guidance and support to foster professional growth and skill development within the marketing department.
Compliance Officer
H.K.Shah and Company
04.2020 - 03.2021
- Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
- Developed comprehensive training programs to increase employee awareness of compliance requirements and expectations.
- Managed relationships with regulators, maintaining open lines of communication to ensure transparent operations.
- Evaluated new regulations for potential impact on business operations, taking proactive measures to ensure readiness for implementation.
Education
Company Secretary - Company Secretary
The Institute of Company Secretaries of India
AhmedabadBachelor Of Commerce - Commerce
Som-Lalit Management College
Ahmedabad04.2016
Skills
Paperless environments
Adobe Acrobat
Compliance understanding
Reporting skills
Research proficiency
Consumer-related reporting
Auditing experience
Fraud investigation
Timeline
Senior Compliance Consultant
Ravi Kapoor and Associates
04.2023 - Current
Marketing Manager
Cosmos Castle International School
04.2021 - 03.2023
Compliance Officer
H.K.Shah and Company
04.2020 - 03.2021
Company Secretary - Company Secretary
The Institute of Company Secretaries of India
Bachelor Of Commerce - Commerce
Som-Lalit Management College