S Ratna Prakash T

· Analyzing and reviewing the profile for transactional information to identify risk appetite of the customer.

· Performed the required KYC NNS screening world check and RDC on customers with potential hits and mitigating with the obtaining the information of client as per the global KYC procedures.

· Performed on actionable intelligence which possess reputational risk like transactions high risk sanctioned countries process as well for investigation of daily transaction monitoring alerts, raising Unusual Activity Referrals.

· Reviewing all required AML/ KYC Regulatory requirements for any transactions that appear unusual based on the customer’s profile.

· Perform Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD), maintaining quality with completions.

· Self-motivated, with a strong sense of personal responsibility.

· Excellent communication skills, both verbal and written.

· Proven ability to learn quickly and adapt to new situations.

· Skilled at working independently and collaboratively in a team environment.

· Identify underlying trends and systemic quality issues that may arise, in a timely fashion, and pro-actively contribute to program planning and strategy sessions.

· Support senior management on client calls and program working groups.

· Worked flexible hours across night, weekend, and holiday shifts.

· Worked effectively in fast-paced environments.

· Strengthened communication skills through regular interactions with others.

· Adaptable and proficient in learning new concepts quickly and efficiently.

· Proved successful working within tight deadlines and a fast-paced environment.

· Used strong analytical and problem-solving skills to develop effective solutions for challenging situations.

· Proven ability to learn quickly and adapt to new situations.

· Working for global banking for kyc in the role of CLM specialist

· I have been recognized as top performer for 3rd quarter for the year 2022.

• Established effective relationships with key stakeholders both internally and externally for increased collaboration opportunities.
• Mentored junior staff members, helping them develop their skills and advance in their careers.
• Improved department efficiency by streamlining and implementing policies and processes.
• Implemented process improvements that streamlined workflows, reducing redundancies and increasing operational efficiency.
• IRO will be responsible for management of calls, annual statements , letters and email queries/ grievances/ complaints and resolving any issues from the onboarding to cessation of the relation with TG and regulatory bodies. The IRO will take effectively manage branch operations.

● NISM Series II B: Registrars and Transfer Agents (Mutual Fund) Certified

● working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the mutual fund R&T function, in order to enable better quality investor service, operational process efficiency and risk controls.

● keep track of investors' transactions in mutual funds. The different types of investor transactions are buying, redeeming, switching in or out, changing bank mandates, updating personal information, and many others.

• Established and maintained relationships with individual and business customers and aided with problems they encountered.
• Networked within communities to find and attract new business that assisted in revenue generation.
• Responsible for activities regarding sales, customer acquisition, customer relationship management, & maximizing revenue.

• Performed accounts payable functions for construction expenses.
• Managed vendor accounts, generating weekly on demand cheques.
• Managed financial departments with responsibility for Budgets, Forecasting, Payroll, Accounts Payable and Receivable.
• Prepared company accounts and tax returns for audit.