E C POOJITHA
Summary
Professional SOX Analyst with over 4 years of experience in internal controls, IT risk governance, IT risk management, IT general and application control testing. Work performed has included internal control testing (SOX), walkthrough, audit readiness follow-up and test of controls. Sound knowledge in performing SOX control testing and conducting User Provisioning, User Deprovisioning, HPA and user access reviews.
Overview
9
9
years of professional experience
Work History
SOX Analyst
PROTIVITI INDIA
BENGALURU
04.2016 - 06.2020
- Ensured whether ITGC components are implementing effectively without any deviations
- Performed assessment of IT internal controls as part of the compliance and operational audits
- Executed periodical checks to ensure access is terminated for exited workers
- Assistance to the external auditors, including SOX Act related testing, as instructed
- Performed SOX control testing and complete review procedures to verify compliance with SOX section 404
- Evaluated and communicated audit findings to senior management and client
- Documented the Internal controls & procedures
- Have a brief idea about SAP tool
- Conducted walkthrough, formulated test plans, documented gaps, tested the results and exceptions
- Performed audit testing on Quarterly HPA, User Creations, User terminations, User Access Reviews & Password configurations
- Performed assessments of application controls and IT general controls such as access control, change management
- Sound knowledge on IT operations, disaster recovery and job scheduling and incident management
- Brief Idea on SOC audit and types of SOC
- Supported the development, implementation, and monitoring of data confidentiality, system integrity, system reliability, recovery methods and procedures.
AQS
Gardiner and Theobald
BENGALURU
03.2015 - 03.2016
- Conducted vulnerability assessments of IT systems and applications.
- Evaluated current policies to identify gaps in existing controls.
Junior Assistant
Andhra pradesh state Govt. services
09.2020 - Current
Education
B.TECH -
Sri Kalahasthiswara Institute of Technology
Skills
- IT Audit
- ITGC
- SOX Audit
- SAP Audit
- SOC
Accomplishments
- Impact Award From client
- Quarterly recognition award
Affiliations
- Pursue CISA Certification
- Explore more areas in IT Audit
- Cooking
- Gardening
Languages
- Telugu
- English
Timeline
Junior Assistant
Andhra pradesh state Govt. services
09.2020 - Current
SOX Analyst
PROTIVITI INDIA
04.2016 - 06.2020
AQS
Gardiner and Theobald
03.2015 - 03.2016
B.TECH -
Sri Kalahasthiswara Institute of Technology