Dynamic professional with extensive experience in alert investigation and market abuse detection at Wells Fargo. Proven track record in regulatory compliance and data analysis, enhancing surveillance monitoring processes. Adept at user acceptance testing and fostering team collaboration, driving efficiency in compliance operations. Recognized for delivering actionable insights and maintaining high internal control standards.
V7979452
DR, Reuters Eikon, RIDE, Service now, Bloomberg, Ziplip, IHSMarkit, Proficient in Microsoft Excel, Word, Outlook, PowerPoint, Well versed with email writing etiquettes, Advanced Computer skills
Wells Fargo International Solution Pvt Ltd, Bangalore, Karnataka, 09/01/22, Present, Supervisory Control Associate – Ecomms Surveillance, Investigating and escalating market abuse activities, Handling real-time exchange traded equities and equity derivatives instruments, Data Notification, Exchange alerts, solving customer queries, Data quality and project implementation, Excellent communication and interpersonal skills, Strong analytical, problem solving, organizational abilities