SREENIDHI SREENIVASA
Risk Management Professional
Summary
Dynamic banking professional with over 11 years of experience, including more than 6 years specializing in risk management. Expertise in governance, risk management, and compliance, complemented by a proven ability to monitor and report on risks while driving process improvements. Adept at delivering results in fast-paced environments, with a strong commitment to enhancing organizational resilience and achieving operational excellence. Recognized for a strategic approach that aligns risk management initiatives with overall business objectives.
Overview
13
13
years of professional experience
8
8
Languages
7
7
Certificates
Work History
SR. AVP, CONTROL MANAGEMENT SPECIALIST
Wells Fargo India Solution Pvt Ltd
07.2024 - Current
- Evaluate and test the design and operational effectiveness of internal controls to mitigate risks and ensure compliance.
- Identify control gaps, recommend improvements, and support implementation of enhanced processes.
- Collaborate with stakeholders to strengthen control frameworks and drive audit readiness.
- Monitor performance metrics, document findings, and lead remediation initiatives.
- Provide guidance and training on control standards and best practices across business units.
- Spearheaded governance and risk tool enhancements, driving process efficiency and innovation.
- Presented insights and status reports to senior leadership, enabling informed decision-making.
- Led policy interpretation sessions for 300+ stakeholders, ensuring compliance and clarity.
- Managed cross-functional projects, fostering collaboration and delivering results on time.
DEPUTY MANAGER – RISK MANAGEMENT
WNS Global Ltd.
05.2023 - 07.2024
- Assessed operational risks for WNS clients, identifying hazards and evaluating their likelihood and impact.
- Developed and executed risk mitigation strategies, including Risk Control Self-Assessment (RCSA) frameworks, ensuring effective controls.
- Collaborated with cross-functional teams to integrate risk management into processes and drive improvements.
- Led risk reporting, training, and incident response initiatives, monitoring emerging risks and implementing proactive measures.
- Reviewed and monitored operational risks through participation in Business Risk & Risk & Compliance governance forums.
- Executed annual control assessments via Combined Operational Risk Assessment (CORA) forums.
- Conducted Risk and Control Self-Assessments (RCSA) for multiple clients, enhancing risk visibility and compliance.
SR MANAGER – GOVERNANCE, RISK & COMPLIANCE
Lahanti Last Mile Services Private Ltd Business Correspondent of ESAF Small Finance Bank
06.2019 - 05.2023
- Governance: Member of Audit & Management committees; advised senior management/board on governance, compliance, and risk; tracked policy effectiveness via reports and metrics.
- Risk: Performed risk assessments, audits, and investigations; implemented corrective actions and ensured cross-departmental alignment to mitigate risks.
- Compliance: Developed and updated policies for regulatory adherence; liaised with regulators and provided compliance training to teams.
- Established the Governance, Risk & Compliance (GRC) department and developed department-specific risk assessment modules.
- Implemented data-driven risk indicators to enhance monitoring and decision-making.
- Led the Centre of Excellence, creating multiple operational modules and comprehensive departmental manuals within 1 year.
DEPUTY MANAGER – BPDD
ESAF Small Finance Bank
06.2019 - 05.2023
- Developed and executed business strategies for growth and profitability.
- Managed product portfolio, created new products, and conducted market research.
- Cultivated relationships with clients and partners and pursued new markets and opportunities.
- Lead a team of business development professionals.
- Established the Business Analytics department and implemented a scientific incentive structure.
- Developed new products, conducted market research, and implemented a business tracking system to drive targeted growth.
- Supported two company takeovers, contributing to strategic decision-making and integration.
SR. BRANCH MANAGER
ESAF Small Finance Bank
04.2017 - 05.2019
- Managed designated area's financial performance, maintaining internal audit standards for efficiency and profitability.
- Conceptualized future regional challenges and recommended improvements for driving innovation. Improved overall efficiency while maintaining high customer satisfaction.
- Effectively led a team of 22 staff members.
ASSOCIATE ANALYST (INVESTMENT BANKING)
WIPRO
01.2013 - 03.2013
- Oversaw end-to-end financial transaction processing and reconciliation within UBS's Special Processing Group (via Wipro), driving accuracy, compliance, and timely execution.
- Strengthened operational efficiency by optimizing front-to-back office workflows and leveraging platforms such as OMGEGO, OPERA, and Depository Trust Control.
- Partnered with customer service and front-office stakeholders to resolve complex transaction issues, enhancing risk control and client satisfaction.
Education
MBA - Finance & Banking Management
04.2021
MBA - Agribusiness Management
04.2017
B.Com (Honors) - undefined
04.2012
Skills
Risk Management
Accomplishments
- Gold Medalist: PGDM-ABM, Batch 2015-17; received Merit Scholarship from NCUI, VAMNICOM.
- Awards & Recognition: Best Branch Manager – ESAF SFB (2017 & 2018); Certificate of Excellence – Wipro client; recognized by Chief Business Officer – LLMS for top-quality business reports.
- Leadership & Initiatives: Led LLMS Centre of Excellence; managed sectorial function for MD & CEO – LLMS.
- Risk & Innovation: Appreciated by Chief Risk Officer – WNS (AVIVA client) and Wells Fargo vertical lead for risk management, process enhancements, and innovations.
Timeline
SR. AVP, CONTROL MANAGEMENT SPECIALIST - Wells Fargo India Solution Pvt Ltd
07.2024 - Current
DEPUTY MANAGER – RISK MANAGEMENT - WNS Global Ltd.
05.2023 - 07.2024
SR MANAGER – GOVERNANCE, RISK & COMPLIANCE - Lahanti Last Mile Services Private Ltd Business Correspondent of ESAF Small Finance Bank
06.2019 - 05.2023
DEPUTY MANAGER – BPDD - ESAF Small Finance Bank
06.2019 - 05.2023
SR. BRANCH MANAGER - ESAF Small Finance Bank
04.2017 - 05.2019
ASSOCIATE ANALYST (INVESTMENT BANKING) - WIPRO
01.2013 - 03.2013
Osmania University - B.Com (Honors),
Narsee Monjee Institute of Management Studies (NMIMS) - MBA, Finance & Banking Management
Vaikunth Mehta National Institute of Cooperative Management (VAMNICOM) - MBA, Agribusiness Management
Certification
Certified Small Finance Banker – Indian Institute of Banking and Finance
LANGUAGES
English
Hindi
Kannada
Telugu
Tamil
Malayalam
Marathi
Tulu
SUBJECTS & EXPERTISE
- Treasury Management
- Economics
- Banking Governance and Supervision
- Auditing and Reporting
- Risk Management in Agra related industries
LEADERSHIP & COMMUNITY ENGAGEMENT
- Certifications & Achievements
- Rajapuraskar – Scouts & Guides
- National Service Scheme (NSS) – “C” Certificate Holder
- National Cadet Corps (NCC) – Member (High School)
- Leadership & Community Roles
- Elected Member – ESWT Welfare Trust (ESAF Group)
- Governing Council Member – ESAF Group (CSR under PDS – Prajodan Development Service)
- Member – Jayateertha Vidya Peeta (NGO for Education Development)
- Active Member – Wells Fargo CSR Team