Summary
Highly motivated and ambitious individual with a proven track record of providing timely and accurate advice, guidance, support, and training to team members and individuals. Seeking a Senior Management position in an organization that values progression. Meticulous leader with excellent domain and management skills, extensive experience in Capital Markets and Investment Banking industry. Specializing in Treasury Management & Services, Multi-currency payments & billing, Reconciliation, Transfer, Settlements, and Cash Management. Strong technical acumen and exceptional relationship-building, training, and presentation skills to make a significant impact in any role.
Overview
15
15
years of professional experience
3
3
Certification
Work History
Senior Manager/ Officer Treasury
State Street Corporate Services
08.2019 - Current
- Expenses & Income Monitoring and Modelling & Ratios Reporting, executing necessary journal entries as per Funds prospectus on Daily, Monthly, Quarterly & Annual basis.
- Preparation of Asset Based Fess on Monthly Basis and provide backup & support to Fund house.
- Budget Forecasting & Analysis with accrual projections for fixed expenses like Management, Legal, Audit, Custody etc. and variable expenses like 12b 1 fees, Distribution, Transfer Agent etc.
- Sourcing Pricing details from Bloomberg and Alteryx for Funds Performance reporting to Fund house and updating accounting system.
- Fund Distribution & Dividend Calculation, validation & processing on Record date, distribution on Ex date for multiple clients on monthly, quarterly, and annual basis. Issuing Certificate of Treasury on behalf of Funds. Finalized Dividend rates are sent to Blomberg rating agency.
- Excise Distributions and Tax reporting on Annual basis to ensure Fund is distributing Ordinary income and Capital gain to Shareholders.
- Cross Currency Payments, Billing and Invoicing to multiple Clients / Vendors on Daily basis through Wire.
- Exception handling, interacting with External clients & internal departments on queries.
- Semi & Annual filings to SEC like 24F-2, Form N1A, Form 1099 etc.
- Manager, 04/2024 – Till date Elevated to Senior Manager
Team Lead Officer
Northern Trust
08.2016 - 07.2018
- Mutual Fund Processing, Cash & Position Ledger Reconciliation, Dividend processing, Bookkeeping, Fund Transfer, Financial & depository monthly reporting, Settlements (Institutional clients and Management Company) and Fund Accounting.
- Handled a team of 12 FTEs.
- Mutual Fund Creation, Liquidation, Transfer, Fund & Trustee Reconciliation and monthly & by monthly financial transaction reporting.
- Daily, Weekly & monthly Distribution disbursement and dividend payout as per the Fund and Final QC review is performed.
- Monthly preparation of Balance sheet & Outstanding reporting to Regulators.
- Act has a transfer agent in maintain records of investors and account balances and transactions. Generation and sending of clearing instructions through Bank. Maintain and update Bookkeeping records of the investors / Management Company. Reconciliation of HNW accounts, transferring of funds internally to Clients accounts within Market cut-off.
- Maintain and update Bookkeeping records of the investors / Management Company. Reconciliation of HNW accounts, transferring of funds internally to Clients accounts within Market cut-off.
- Exception handling, interacting with internal departments in transferring and settling the trades.
- Daily Monitoring and verifying transactions and provide feedback status to Management Companies.
- Identified activities which requires non-analytical skills and automated the activities by using RPA tool and by saving 1.2 FTE benefits.
- Managerial Responsibilities
- Handling team of 18 FTEs across Hyderabad & Bangalore location
- Reporting function internal & external with respect to Metrics, KPI & Client Scorecards, Critical activities report.
- Reviewing & appraising individual performance monthly, quarterly & annually and providing feedback for improvements.
- Monitoring and ensuring day-to-day controls in the process, Client Delivery to meet SLA's and to send out daily reports.
- Setting up Weekly Governance calls with clients, attending weekly Breach meetings.
- Problem solving ability, Project management skills, Stress testing and business resiliency management.
- Quarterly & Annual SOP Creation & Reviewing.
- Driving Fund Transfer and CASH payment Audit review for entire Treasury as part of Risk and Operation excellence.
Assistant Manager
BNY Mellon Asset Servicing
11.2012 - 08.2016
- Mutual Fund Transfer, Purchase, Redemption & Reconciliation of Custodial & Broker dealer Accounts & supporting branch quires.
- Dividend processing, corporate actions events processing, compliance, and accounting.
- Providing Support services to Broker dealer through Pershing application.
- Maintain and update Bookkeeping records of the investors / custodian, reconciliation of HNW accounts, transferring of funds internally to clients' accounts within Market cut-off. Interacting with clients in transferring and settling the trades.
- SuRPAS Mutual Fund Redemption Processing Migrated in May 2016 with 3 FTE additional Business added up to Organization.
- Reporting function internal & external with respect to Metrics, Scorecards, Critical activities report. Big data Analytics reporting to management.
Senior Process Associate & SME
Tcs-Esserve BFS BPO
03.2010 - 11.2012
- Mutual Fund Cash & Position Reconciliation, Transfer & Settlements Function: Capital Markets/ Global Wealth Management.
- Migrated 5 process in short span of time.
- Mutual Funds Wire Transfer & Mutual Funds Commission Invoicing
- Mutual Funds Reconciliation & Mutual Funds 5498 Remediation process
- Investment Objective Settings & Post Acceptance review
- Mutual Funds IRA and Non-IRA Funds Closure.
- Was Stationed in New jersey, USA in April' 2011 Knowledge Transfer transition.
CRM Executive
IBM DAKSH BPO
07.2008 - 02.2010
- St George Bank / Asgard Wealth solutions / Mutual fund Transfer for Pension funds
Accountant
Mighty Electronics & Gunam Computers
12.2002 - 07.2008
Education
B. Com - Accounts And Commerce
07.2002
Skills
- Effective decision-making skills
- Team leadership and motivation
- Strong written and verbal communication
- Task prioritization
- Proven ability to meet deadlines
- Strong presentation skills for diverse audiences
- Strong presentation skills
- Data management
- Team leadership
- Risk management processes and analysis
- Conflict resolution
- Self-motivated
- Strategic planning
- Cross-functional collaboration
- Operations management
- Cross-functional team coordination
- Documentation and reporting
Certification
- RPA - UIPath automation tool certified
- BNY Mellon Yellow belt certified.
- BNY Mellon financial domain certified
- FINRA Series 99 certified (CRD # 6448573)
- SIE - Securities Industry Essentials Examination
- Series 99 - Operations Professional Examination
Languages
English
Hindi
Kananda
Telugu
Tamil
Product Knowledge
Treasury Management & Operation, Mutual funds, Hedge funds, Trade Life cycle, NAV Reconciliation, Corporate actions, Security Pricing, Trade Administration and Settlements.
Additional details
- Having 15 years of Experience in Capital Markets and investment Banking Domain and handled many processes in Mutual funds Transfer, Cash & Position reconciliation, Fund accounting, financial reporting, Transfer & Settlements.
- 10+ Process migration and 2 onshore migrations (USA & Australia).
- Identified activities which requires non-analytical skills and automated the activities by using Robotic process automation tool (RPA) and by saving 1.2 FTE benefits.
- Supported clients for UK, USA & Australia in multiple shifts.
Application Knowledge
- Custody & accounting apps
- MCH (Multiple Currency Horizon) & SS Expense Manager, Netx360, Fiserv APL, SunGard EXP AG, PS Financials, ICON Retail, TLM
- Automation apps
- Alteryx, Blue Prism, UI Path RPA & MS Office tools
Disclaimer
I hereby declare that all the above – furnished particulars are true to the best of my knowledge. Place: Hyderabad Date: Sriee Chandrasekar.J
Timeline
Senior Manager/ Officer Treasury - State Street Corporate Services
08.2019 - Current
Team Lead Officer - Northern Trust
08.2016 - 07.2018
Assistant Manager - BNY Mellon Asset Servicing
11.2012 - 08.2016
Senior Process Associate & SME - Tcs-Esserve BFS BPO
03.2010 - 11.2012
CRM Executive - IBM DAKSH BPO
07.2008 - 02.2010
Accountant - Mighty Electronics & Gunam Computers
12.2002 - 07.2008
Sir Theagaraya College Madras University - B. Com, Accounts And Commerce
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