Summary
Work History
Certification
Timeline
Generic

Srikant Nagalapur

Summary

Career Synopsis

Experience: ~20 years of experience in banking operations.

People management: Over 14 years of experience in people management

Diverse experience: KYC/AML (~ 12 years) | Cash operations (~5 years) | Settlements/trade support (~3 years)

Work History

Assistant Vice President – KYC QA

J.P. Morgan Services India Private Limited
Bengaluru
01.2022 - Current
  • Drive KYC / QA Operations for New To Bank, Periodic Reviews, Event Driven Reviews and Account Activity Reviews
  • Effectively manage stakeholder relationships to ensure communication of all money laundering risks, through Leadership and Operational Forums
  • Ensure KYC / QA processes are of highest quality to meet regulatory expectations
  • Oversee status reporting commentary for management / committees

Assistant Vice President – KYC QC

J.P. Morgan Services India Private Limited
Bengaluru
08.2017 - 12.2021
  • Manage a team that performs quality control for new client adoption and renewals for the bank’s EMEA business, acting as a point of escalation for both new client adoption and renewals
  • Stakeholder management: manage expectations of the various stakeholders in conjunction with the local management
  • Act as change management champion – keep a close eye on the regulatory and system changes; assess the impact on the team and guide them

Team Manager

Deutsche Bank Operations
Bengaluru
11.2010 - 07.2017
  • Ensure that Quality of the KYC team is well within standards set by the group and that there are no regulatory breaches
  • Manage clients’ expectations of trading account opening without compromising on meeting regulatory requirements, act as escalation contact for stalled adoptions
  • Ensure clients’ ultimate beneficial owners (UBOs), PEPs and legal persons are adequately identified and documented per appropriate regulations

Operations Manager

Deutsche Bank Mauritius Ltd
Port Louis
08.2008 - 11.2010
  • Oversee Cash Settlements / FX and Money market, manage and responsible for Jersey and Cayman operations
  • Ensure that incoming and outgoing payments and other transactions are processed on a timely basis and appropriate fees are being collected
  • Ensure transactions are verified correctly on Bank Master & MINT released

Process Supervisor

Deutsche Bank Operations Intl
Bengaluru
05.2006 - 08.2008
  • Monitor custody and broker fail reports on a daily basis; ensure that corrective action is being taken on unmatched & failing trades in a timely manner.
  • Prioritize settlement activity in line with the time zones and ensure Settlement Instructions are updated in Alert.

Team Member

JP Morgan Chase
Bengaluru
06.2005 - 05.2006
  • Monitor unmatched trades on Euroclear, take corrective action.
  • Work with the middle office to ensure settlement of trades. Assist claims team in claiming and authenticating claims on failed trades.

Processing Executive

HSBC
Bengaluru
10.2002 - 06.2005
  • Sending and receiving SWIFT payments, payments investigations and payments related processing.

Customer Service

Hinduja TMT
Bengaluru
05.2002 - 10.2002
  • Provided telephone-based support to one of the leading telecom players in the USA

Certification

ICT - International Compliance Association

Timeline

Assistant Vice President – KYC QA

J.P. Morgan Services India Private Limited
01.2022 - Current

Assistant Vice President – KYC QC

J.P. Morgan Services India Private Limited
08.2017 - 12.2021

Team Manager

Deutsche Bank Operations
11.2010 - 07.2017

Operations Manager

Deutsche Bank Mauritius Ltd
08.2008 - 11.2010

Process Supervisor

Deutsche Bank Operations Intl
05.2006 - 08.2008

Team Member

JP Morgan Chase
06.2005 - 05.2006

Processing Executive

HSBC
10.2002 - 06.2005

Customer Service

Hinduja TMT
05.2002 - 10.2002

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Srikant Nagalapur