Srikant Panda
Bengaluru
Summary
AML Assistant Manager with over 12.5 years of experience in anti-money laundering compliance in financial services. Expertise in team mentorship, operational excellence, and financial crime risk mitigation. Proficient in AML regulations, risk assessment, and transaction monitoring. Committed to integrity and organizational success through effective leadership and strategic initiatives.
Overview
13
13
years of professional experience
2
2
Certifications
Work History
Associate Manager
Ernst & Young
Bangalore
01.2022 - Current
- Responsibilities
- Led KYC review and transaction monitoring projects as a lead for multiple banks and a social media company.
- Provided regular performance feedback, emphasizing improvement areas and strengths.
- Compiled and distributed dashboard reports daily, weekly, and monthly to enhance team efficiency.
- Served as transaction monitoring specialist for remediation clients.
- Assisted management in preparing PowerPoint presentations and Excel reports for stakeholder updates.
Senior Analyst
Societe Generale
Bangalore
09.2017 - 01.2022
- Responsibilities
- Conducted KYC review on entities, funds, and asset manager clients.
- Perform quality checks on KYC review profiles.
- Client liaison support for funds and asset managers' customers by checking KYC and FATCA requirements requested by the bank to the customer for onboarding and reviewing profiles.
- Follow up with the bank's internal KYC teams to complete the profile and manage the review population for the bank's asset managers' clients.
- Provide and take feedback from the client and the bank's KYC team to ensure a smooth transfer of KYC documents and adhere to the bank's AML/KYC policies.
Analyst
HSBC
Bangalore
05.2013 - 09.2017
- Responsibilities
- Perform customer due diligence (CDD) and enhanced due diligence (EDD) checks on new and existing customers, including reviewing identification documents, financial statements, and other relevant information.
- Utilized advanced analytical techniques to detect and investigate red flags such as World Check, RDC, Dow Jones, Lexis Nexis.
- Maintain accurate and detailed records of all KYC-related activities and decisions.
- Participate in training programs and workshops to enhance knowledge of AML/CFT regulations and best practices.
Education
PGDM - Finance & International Business
MS Ramaiah Management Institution
Bengaluru, KA2013
Bachelor of commerce - Accounting
SCS (A) College
Puri, OR2010
CBSE - Commerce
Kendriya Vidyalaya Borjhar
Guwahati, AS2007
Skills
- Microsoft PowerPoint and Excel
- Team leadership
- Communication skills
- Decision making
- Pressure management
- Continuous learning
Certification
ICA Certified in Customer Due Diligence
Hobbies and interests
- Listening Music
- Playing Cricket
- Playing Badminton
- Playing Basketball
Timeline
Associate Manager
Ernst & Young
01.2022 - Current
Senior Analyst
Societe Generale
09.2017 - 01.2022
Analyst
HSBC
05.2013 - 09.2017
PGDM - Finance & International Business
MS Ramaiah Management Institution
Bachelor of commerce - Accounting
SCS (A) College
CBSE - Commerce
Kendriya Vidyalaya Borjhar