Srikaviya Mohan
Chennai
Summary
A detail-oriented Senior Analyst with 4+years of experience in providing detailed customer KYC Reviews within the banking industry. Proven track record in identifying and investigating potential compliance issues, recommending corrective action, and maintaining positive relationships with external stakeholders. Adapt at identifying process gaps and recommending solutions to improve quality and productivity.
Overview
5
5
years of professional experience
1
1
Certification
Work History
Senior Analyst/SME
Tata Consultancy Services
Chennai
05.2019 - 03.2024
- Managed a KYC policy overhaul in line with evolving AML/CTF regulations, reducing potential non-compliance exposure.
- Conducting in-depth investigations of potential money laundering, terrorist financing, and other financial crimes by analysing customer account patterns and transaction data.
- Ensuring the compliance with all AML and Sanction laws, Regulatory guidelines for Individual clients adhere to applies while corroborating/validating client personal identification information and Screening.
- Profound knowledge and hands on experience to perform KYC with includes of CIP/CDD/EDD as per global AML/KYC policy and guidelines. Also Expertise lies in work items (Schedule and unscheduled reviews) such as NTB/Periodic reviews.
- Directed the EDD process for over 500 high-risk profiles, including PEPs, which increase in the identification and reporting of suspicious activities to regulatory bodies. Analyzing the customer transactional activity (Top-up, Peer to peer transaction, withdrawals and deposits (in and out).
- Assisting people to get it resolve their process queries by being a “Subject Matter Expert” in process for 2 years. Trained around 100+ individuals to getting into the Global KYC of CITIBANK N.A which includes of both experienced and non-experienced individuals.
- Conducted needs assessments to identify skill gaps and designed targeted training initiatives.
- Collaborate with cross-functional teams to identify process gaps and recommend improvements to the management.
- Taking governance calls with all the stakeholders in regards to procedural clarifications and suggestions.
- Validating the block/escalation records and expedite the response on “Presidential Escalation”.
Education
B.Com -
Dr. MGR Janaki College of Arts And Science
Higher Secondary studies -
Muruga Dhanushkodi Girls Hr Sec School
Skills
- Insight on regulators of US NAM Regions (BSA/USA Patriot Act)
- Expertise on US Treasury department guidance such as FinCEN/OFAC/OCC
- Exposure on forms (CRS/Tax forms) and financial statements
- Analyzing transaction alerts (Rule/Behavioral) which will leads to SAR/CTR
- Screening subjected to identify PEP/SPF/Sanctions and negative news
- Enhanced document verification and Investigation Techniques
- Performing end to end KYC reviews for client types
- AML/KYC Software Tools (Lexis Nexis)
- Proficiency on external websites (Bloomberg/D&B)
- Regulatory Compliance
- Root cause analysis/Process improvement ideas
- Conducting Risk Assessments
- Resolve Complaints
- Leadership and team training capabilities
- Project management and cross-departmental collaboration
- Client Relationship Management
Certification
Certified Green Belt Professional
KYC Trainer Certification
Accomplishments
2019: Being a first highest productivity contributor on CIP Project (2019) and KYC Process (2021) whereas no one previously hit this trend of submitted 80+ submissions on month wise.
2021: In a short span, CITI has announced that list of bypass where I’ve been nominated for “Bypass/No QC”.
2022: Certified Trainer by CITI which led my career into different path.
2022: Developed and led a specialized training program for 60+ experienced professionals in Mumbai from the TCS Chennai, enhancing team accuracy in terms of KPI/SLA.
2023: Authored a comprehensive KYC compliance manual checklist for “Outreach” which became the benchmark for training and operational standards, improving overall improvement in terms of outreach standard.
2023: Established workflow on validating the “Outreach” request for all the high aging/block records.
2023: Worked with onshore team for the new technology internal transition from CIN to SCID.
Timeline
Senior Analyst/SME
Tata Consultancy Services
05.2019 - 03.2024
B.Com -
Dr. MGR Janaki College of Arts And Science
Higher Secondary studies -
Muruga Dhanushkodi Girls Hr Sec School
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