Srikumar Velineni
Chennai
Summary
Proven KYC and AML Analyst with a track record of enhancing compliance processes at Tata Consultancy Services. Expert in AML Risk Assessment and KYC Compliance, demonstrating a keen ability to onboard clients efficiently while maintaining rigorous due diligence. A quick learner and adaptable professional, I excel in dynamic environments, ensuring regulatory requirements are surpassed by a significant margin.
Overview
9
9
years of professional experience
1
1
Certification
Work History
KYC Analyst
HDFC LIFE
CHENNAI
10.2024 - Current
- Opened accounts for new and existing clients, including small and medium-sized corporate clients.
- Verified customer documents for identity checks, and evaluated customer risk profiles.
- Conducted comprehensive background checks on customers prior to account opening.
- Ensured compliance with internal and external audit requirements during the account-opening document review process.
- Performed KYC, CDD, and EDD analyses for various risk profiles (low, medium, high).
- Maintained accurate records of customer information, documents, and risk assessments.
KYC AND AML ANALYST
Tata Consultancy Services
CHENNAI
02.2018 - 10.2024
- Perform thorough KYC checks and due diligence on new and existing clients to assess risk, and ensure compliance with regulatory requirements.
- Prepared required reports, including Suspicious Activity Reports (SARs).
- Conduct enhanced due diligence (EDD) for high-risk clients and complex transactions.
- Monitor and analyze client accounts to ensure compliance with AML laws and policies.
- Collaborate with cross-functional teams (legal, compliance, risk management) to ensure all AML, and KYC requirements are met.
- Keep up to date with changes in financial regulations, and implement necessary adjustments to internal processes.
- Performed KYC onboarding for new clients, ensuring all relevant documents and information were obtained.
- Conducted regular risk assessments for existing customers to ensure compliance with KYC regulations.
- Analyzed customer transactions to identify patterns of potential money laundering or fraud.
- Supported internal audits by providing transaction records and reports related to AML/KYC compliance.
- Participated in regulatory reporting and documentation processes in response to regulatory inquiries.
Process Executive
Bank of New York Mellon
04.2016 - 05.2017
- Evaluated investor documents, including trade instructions, capital balance statements, contract notes, and cash balance sheets, and recorded market valuations, cash balances, and sweep positions.
- Conducted daily reconciliations of trade positions and furnished trade reports to onshore counterparts.
- Executed fund reconciliations in accordance with the business calendar dates.
- Managed private equity funds by processing capital calls against commitments.
- Adjusted capital calls based on private equity statements to align with unfunded commitments, and generate reports for clients.
Education
MBA -
Sastra University
01-2023
B.Com - Computer Application
Ramakrishna Mission Vivekananda College
Skills
- AML Risk Assessment
- KYC Compliance & Documentation
- Client onboarding
- Customer Due Diligence (CDD)
- Enhanced Due Diligence (EDD)
- Transaction Monitoring
- Suspicious Activity Reporting (SAR)
- Account Maintenance
- Due Diligence
- Team Management
- Good listener
- Quick learner
- Self-motivated
- Flexibility
Certification
Certified Investment Banking Operations Professional, Imarticus
Accomplishments
Recognized as a top performer for efficiently managing high volumes in account opening.
Timeline
KYC Analyst
HDFC LIFE
10.2024 - Current
KYC AND AML ANALYST
Tata Consultancy Services
02.2018 - 10.2024
Process Executive
Bank of New York Mellon
04.2016 - 05.2017
Certified Investment Banking Operations Professional, Imarticus
MBA -
Sastra University
B.Com - Computer Application
Ramakrishna Mission Vivekananda College
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